Alethea Capital Management’s State Street Technology Select Sector SPDR ETF XLK Stock Holding History

Alethea Capital Management’s Portfolio XLK Stock Details XLK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-22,326	Closed	-$441K	–	94
2015 Q3	$441K	Sell	22,326 -1,088	-5%	-$22.4K	0.67%	39
2015 Q2	$485K	Buy	23,414 +674	+3%	+$14.4K	0.75%	28
2015 Q1	$471K	Sell	22,740 -24,150	-52%	-$503K	0.52%	39
2014 Q4	$969K	Buy	+46,890	New	+$951K	0.99%	31

Other funds holding XLK

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $85.4B AUM 91.09% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3.39B AUM 20.1% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Alethea Capital Management's XLK Position: Q4 2015 in Review

Alethea Capital Management sold out of State Street Technology Select Sector SPDR ETF (XLK) in Q4 2015, closing a stake of 22,326 shares — an estimated $441K sold.

Alethea Capital Management first reported a position in XLK in Q4 2014 and held it in 4 quarters. The position peaked at $969K in Q4 2014. 595 funds tracked by Wall St. Rank hold XLK as of Q4 2015.

Alethea Capital Management reported no remaining State Street Technology Select Sector SPDR ETF position as of Q4 2015 after selling out during the quarter.
Alethea Capital Management sold 22,326 State Street Technology Select Sector SPDR ETF shares in Q4 2015, an estimated $441K.
Alethea Capital Management first reported a position in State Street Technology Select Sector SPDR ETF in Q4 2014 and held it in 4 quarters.
Alethea Capital Management's State Street Technology Select Sector SPDR ETF position peaked at $969K in Q4 2014.
595 funds tracked by Wall St. Rank held State Street Technology Select Sector SPDR ETF as of Q4 2015.

Based on Alethea Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.