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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 17 M -USD 2.84 M -102,705 -13%
BFS
2
Bard Financial Services
Connecticut
USD 16.5 M -USD 306 k -11,074 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 11.5 M – – –
Blue Bell Private Wealth Management
4
Blue Bell Private Wealth Management
Pennsylvania
USD 11.2 M -USD 249 k -9,018 -2%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
USD 11 M +USD 5.26 M +190,359 +80%
Relative Value Partners Group
6
Relative Value Partners Group
USD 9.17 M -USD 118 k -4,266 -1%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
USD 7.5 M +USD 110 k +3,961 +1%
Dubuque Bank & Trust
8
Dubuque Bank & Trust
Iowa
USD 7.4 M -USD 236 k -8,532 -3%
Wells Fargo
9
Wells Fargo
California
USD 7.23 M +USD 746 k +26,967 +11%
Raymond James & Associates
10
Raymond James & Associates
Florida
USD 7.08 M -USD 133 k -4,795 -2%
Bank of America
11
Bank of America
North Carolina
USD 4.42 M -USD 65.4 k -2,366 -1%
Uncommon Cents Investing
12
Uncommon Cents Investing
Wisconsin
USD 4.4 M +USD 24.6 k +890 +0.5%
UBS Group
13
UBS Group
Switzerland
USD 3.88 M +USD 93 k +3,363 +2%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
USD 3.03 M – – –
Stifel Financial
15
Stifel Financial
Missouri
USD 2.97 M +USD 407 k +14,720 +14%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
USD 2.91 M +USD 678 k +24,523 +27%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
USD 2.4 M +USD 1.08 M +38,954 +71%
D.A. Davidson & Co
18
D.A. Davidson & Co
Montana
USD 2.15 M +USD 148 k +5,349 +7%
Integrated Wealth Concepts
19
Integrated Wealth Concepts
Massachusetts
USD 2.12 M +USD 273 k +9,868 +13%
1620 Investment Advisors
20
1620 Investment Advisors
Massachusetts
USD 2.09 M +USD 2.25 M +81,511 +21,450%
Osaic Holdings
21
Osaic Holdings
Arizona
USD 1.93 M +USD 148 k +5,342 +8%
Capstone Financial Advisors
22
Capstone Financial Advisors
Illinois
USD 1.93 M – – –
First Trust Advisors
23
First Trust Advisors
Illinois
USD 1.85 M -USD 119 k -4,292 -6%
RB Capital Management
24
RB Capital Management
Nevada
USD 1.52 M -USD 23.1 k -835 -1%
Stolper & Co
25
Stolper & Co
Oklahoma
USD 1.49 M +USD 44.9 k +1,625 +3%
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