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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners Group
1
Relative Value Partners Group
USD 35.4 M -USD 792 k -33,238 -2%
Karpus Investment Management
2
Karpus Investment Management
New York
USD 18.2 M -USD 12.8 M -537,144 -42%
Blue Bell Private Wealth Management
3
Blue Bell Private Wealth Management
Pennsylvania
USD 14.9 M -USD 7.22 k -303 -0%
Raymond James & Associates
4
Raymond James & Associates
Florida
USD 13.2 M +USD 2.17 M +91,138 +20%
Lazard Asset Management
5
Lazard Asset Management
New York
USD 12.2 M – – –
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 11.6 M -USD 474 k -19,900 -4%
Rivernorth Capital Management
7
Rivernorth Capital Management
Florida
USD 10.3 M -USD 8.82 M -370,164 -47%
CA
8
Cornerstone Advisors
North Carolina
USD 8.47 M +USD 360 k +15,133 +5%
Bulldog Investors
9
Bulldog Investors
New Jersey
USD 7.64 M – – –
Morgan Stanley
10
Morgan Stanley
New York
USD 5.55 M +USD 350 k +14,691 +7%
Wells Fargo
11
Wells Fargo
California
USD 4.87 M +USD 278 k +11,678 +6%
Bank of America
12
Bank of America
North Carolina
USD 4.34 M +USD 60.9 k +2,558 +1%
Raymond James Financial Services Advisors
13
Raymond James Financial Services Advisors
Florida
USD 3.91 M +USD 2.79 M +117,182 +270%
Geode Capital Management
14
Geode Capital Management
Massachusetts
USD 3.63 M +USD 269 k +11,292 +8%
Matisse Capital
15
Matisse Capital
Oregon
USD 3.49 M -USD 1.06 M -44,662 -24%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
USD 2.92 M – – –
Dubuque Bank & Trust
17
Dubuque Bank & Trust
Iowa
USD 2.6 M +USD 2.54 M +106,757 Nuevas
Thomas J. Herzfeld Advisors
18
Thomas J. Herzfeld Advisors
Florida
USD 2.58 M -USD 1.87 M -78,474 -43%
Brinker Capital
19
Brinker Capital
Pennsylvania
USD 2.55 M -USD 628 k -26,371 -20%
SFM
20
Signature Financial Management
Virginia
USD 2.1 M – – –
Kelman-Lazarov Inc
21
Kelman-Lazarov Inc
Tennessee
USD 1.95 M +USD 85.7 k +3,599 +5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
USD 1.74 M +USD 16.1 k +674 +1%
First Trust Advisors
23
First Trust Advisors
Illinois
USD 1.7 M +USD 199 k +8,368 +14%
Ancora Advisors
24
Ancora Advisors
Ohio
USD 1.59 M +USD 71.4 k +3,000 +5%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
USD 1.54 M +USD 83.1 k +3,490 +6%
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