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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 17.8 M -USD 1.19 M -45,003 -6%
BFS
2
Bard Financial Services
Connecticut
USD 16.6 M -USD 392 k -14,784 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 12.4 M +USD 19.6 k +739 +0.2%
Blue Bell Private Wealth Management
4
Blue Bell Private Wealth Management
Pennsylvania
USD 11.6 M -USD 28.1 k -1,059 -0.3%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
USD 11.2 M +USD 222 k +8,384 +2%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 8.77 M -USD 95.3 k -3,590 -1%
Wells Fargo
7
Wells Fargo
California
USD 7.37 M +USD 18.3 k +689 +0.3%
Dubuque Bank & Trust
8
Dubuque Bank & Trust
Iowa
USD 7.1 M -USD 160 k -6,013 -2%
UBS Group
9
UBS Group
Switzerland
USD 6.94 M +USD 24.7 k +929 +0.4%
Raymond James Financial Services Advisors
10
Raymond James Financial Services Advisors
Florida
USD 6.85 M -USD 111 k -4,180 -2%
Relative Value Partners Group
11
Relative Value Partners Group
USD 6.83 M -USD 182 k -6,863 -3%
Uncommon Cents Investing
12
Uncommon Cents Investing
Wisconsin
USD 4.69 M -USD 20.6 k -776 -0.5%
Stifel Financial
13
Stifel Financial
Missouri
USD 3.73 M -USD 296 k -11,142 -8%
Hennion & Walsh Asset Management
14
Hennion & Walsh Asset Management
New Jersey
USD 3.16 M +USD 444 k +16,745 +17%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
USD 2.99 M +USD 33.3 k +1,256 +1%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
USD 2.54 M -USD 235 k -8,838 -9%
D.A. Davidson & Co
17
D.A. Davidson & Co
Montana
USD 2.39 M +USD 2.71 k +102 +0.1%
1620 Investment Advisors
18
1620 Investment Advisors
Massachusetts
USD 2.37 M +USD 11.5 k +432 +0.5%
CA
19
Cornerstone Advisors
North Carolina
USD 2.22 M +USD 2.15 M +80,955 Nuevas
Osaic Holdings
20
Osaic Holdings
Arizona
USD 2.13 M +USD 20.4 k +767 +1%
Integrated Wealth Concepts
21
Integrated Wealth Concepts
Massachusetts
USD 2.11 M -USD 205 k -7,736 -9%
Capstone Financial Advisors
22
Capstone Financial Advisors
Illinois
USD 2.07 M – – –
Shaker Financial Services
23
Shaker Financial Services
Virginia
USD 1.94 M +USD 1.06 M +40,068 +131%
RB Capital Management
24
RB Capital Management
Nevada
USD 1.69 M +USD 65.7 k +2,477 +4%
Bank of America
25
Bank of America
North Carolina
USD 1.65 M +USD 218 k +8,199 +16%
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