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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Lazard Asset Management
1
Lazard Asset Management
New York
USD 44.4 M -USD 303 k -15,800 -0.7%
Relative Value Partners
2
Relative Value Partners
Illinois
USD 36.2 M +USD 427 k +22,283 +1%
Gramercy Funds Management
3
Gramercy Funds Management
Connecticut
USD 27.3 M -USD 1.86 M -97,174 -7%
Karpus Investment Management
4
Karpus Investment Management
New York
USD 26.5 M +USD 3.57 M +186,223 +16%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
USD 21.4 M +USD 9.6 k +500 +0%
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 14.1 M +USD 131 k +6,852 +1%
Bulldog Investors
7
Bulldog Investors
New Jersey
USD 7.76 M – – –
Blue Bell Private Wealth Management
8
Blue Bell Private Wealth Management
Pennsylvania
USD 5.89 M +USD 65.3 k +3,406 +1%
Morgan Stanley
9
Morgan Stanley
New York
USD 5.44 M +USD 206 k +10,760 +4%
City of London Investment Management
10
City of London Investment Management
United Kingdom
USD 4.61 M +USD 17.3 k +900 +0.4%
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
USD 4.33 M +USD 202 k +10,524 +5%
Doliver Advisors
12
Doliver Advisors
Texas
USD 2.9 M +USD 1.17 M +60,943 +72%
Bank of America
13
Bank of America
North Carolina
USD 2.62 M +USD 364 k +18,969 +17%
Diversified Trust
14
Diversified Trust
Tennessee
USD 2.28 M -USD 303 k -15,800 -12%
SG Americas Securities
15
SG Americas Securities
New York
USD 2.26 M +USD 162 k +8,460 +8%
HSBC Holdings
16
HSBC Holdings
United Kingdom
USD 1.92 M -USD 441 k -23,000 -19%
Ancora Advisors
17
Ancora Advisors
Ohio
USD 1.9 M – – –
Goldman Sachs
18
Goldman Sachs
New York
USD 1.81 M -USD 241 k -12,552 -12%
Shaker Financial Services
19
Shaker Financial Services
Virginia
USD 1.7 M +USD 317 k +16,549 +24%
CA
20
Cornerstone Advisors
North Carolina
USD 1.55 M – – –
1832 Asset Management
21
1832 Asset Management
Ontario, Canada
USD 1.4 M +USD 1.34 M +70,000 Nuevas
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
USD 1.27 M +USD 541 k +28,220 +80%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
USD 1.02 M +USD 975 k +50,818 Nuevas
Cetera Advisor Networks
24
Cetera Advisor Networks
California
USD 958 k +USD 12.5 k +650 +1%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
USD 905 k +USD 707 k +36,851 +435%
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