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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Parametric Portfolio Associates
1
Parametric Portfolio Associates
Washington
USD 19 M +USD 481 k +14,205 +3%
BFS
2
Bard Financial Services
Connecticut
USD 18.1 M +USD 42.1 k +1,243 +0.2%
Blue Bell Private Wealth Management
3
Blue Bell Private Wealth Management
Pennsylvania
USD 15.5 M -USD 1.17 M -34,529 -7%
Wells Fargo
4
Wells Fargo
California
USD 15 M -USD 718 k -21,189 -5%
Lazard Asset Management
5
Lazard Asset Management
New York
USD 14.8 M – – –
Relative Value Partners Group
6
Relative Value Partners Group
USD 13.6 M -USD 1.71 M -50,456 -11%
Morgan Stanley
7
Morgan Stanley
New York
USD 11.7 M +USD 542 k +15,996 +5%
Dubuque Bank & Trust
8
Dubuque Bank & Trust
Iowa
USD 10 M -USD 595 k -17,559 -6%
Raymond James Financial Services Advisors
9
Raymond James Financial Services Advisors
Florida
USD 9.9 M -USD 383 k -11,294 -4%
Raymond James & Associates
10
Raymond James & Associates
Florida
USD 7.97 M +USD 8.88 k +262 +0.1%
Shaker Financial Services
11
Shaker Financial Services
Virginia
USD 7.58 M +USD 3.34 M +98,570 +80%
CA
12
Cornerstone Advisors
North Carolina
USD 7.14 M +USD 1.2 M +35,389 +20%
Bank of America
13
Bank of America
North Carolina
USD 6.34 M +USD 242 k +7,156 +4%
Stifel Financial
14
Stifel Financial
Missouri
USD 5.72 M +USD 277 k +8,187 +5%
Uncommon Cents Investing
15
Uncommon Cents Investing
Wisconsin
USD 5.5 M +USD 45.4 k +1,340 +0.8%
UBS Group
16
UBS Group
Switzerland
USD 5.12 M +USD 17.2 k +508 +0.3%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
USD 4.03 M – – –
Capstone Financial Advisors
18
Capstone Financial Advisors
Illinois
USD 2.57 M +USD 2.56 M +75,513 Nuevas
First Trust Advisors
19
First Trust Advisors
Illinois
USD 2.49 M -USD 30.9 k -913 -1%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
USD 2.2 M +USD 15.7 k +462 +0.7%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
USD 1.92 M +USD 43.2 k +1,276 +2%
RB Capital Management
22
RB Capital Management
Nevada
USD 1.83 M +USD 42.6 k +1,257 +2%
D.A. Davidson & Co
23
D.A. Davidson & Co
Montana
USD 1.72 M +USD 87.3 k +2,578 +5%
Cornerstone Advisory
24
Cornerstone Advisory
Maryland
USD 1.72 M +USD 644 +19 +0%
Wolverine Asset Management
25
Wolverine Asset Management
Illinois
USD 1.7 M +USD 316 k +9,329 +23%
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