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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Karpus Investment Management
1
Karpus Investment Management
New York
USD 38.3 M +USD 3.4 M +165,313 +9%
Relative Value Partners Group
2
Relative Value Partners Group
USD 36.8 M -USD 43.3 k -2,102 -0.1%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 25.9 M -USD 533 k -25,900 -2%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
USD 22.9 M -USD 676 k -32,825 -3%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
USD 22 M +USD 74.1 k +3,596 +0.3%
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 12 M -USD 100 k -4,856 -0.8%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 8.93 M -USD 161 k -7,825 -2%
Blue Bell Private Wealth Management
8
Blue Bell Private Wealth Management
Pennsylvania
USD 8.76 M +USD 906 k +43,997 +11%
Bulldog Investors
9
Bulldog Investors
New Jersey
USD 7.66 M – – –
Thomas J. Herzfeld Advisors
10
Thomas J. Herzfeld Advisors
Florida
USD 4.98 M +USD 762 k +36,995 +17%
Morgan Stanley
11
Morgan Stanley
New York
USD 4.36 M -USD 1.31 M -63,639 -22%
Shaker Financial Services
12
Shaker Financial Services
Virginia
USD 3.34 M +USD 494 k +23,971 +16%
Bank of America
13
Bank of America
North Carolina
USD 2.66 M -USD 45 k -2,183 -2%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
USD 2.35 M – – –
Manning & Napier Advisors
15
Manning & Napier Advisors
New York
USD 2.3 M – – –
Parametric Portfolio Associates
16
Parametric Portfolio Associates
Washington
USD 2.02 M +USD 968 k +46,993 +83%
Geode Capital Management
17
Geode Capital Management
Massachusetts
USD 2 M – – –
Bank of Nova Scotia
18
Bank of Nova Scotia
Ontario, Canada
USD 1.69 M +USD 1.79 M +86,828 Nuevas
Wells Fargo
19
Wells Fargo
California
USD 1.6 M -USD 53.9 k -2,615 -3%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
USD 1.33 M +USD 110 k +5,361 +9%
Ancora Advisors
21
Ancora Advisors
Ohio
USD 1.17 M – – –
Yorktown Management & Research Company
22
Yorktown Management & Research Company
Virginia
USD 980 k -USD 1.03 M -50,000 -50%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
USD 973 k -USD 9.6 k -468 -0.9%
Commerce Bank
24
Commerce Bank
Missouri
USD 921 k – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
USD 907 k +USD 11.8 k +571 +1%
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