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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners Group
1
Relative Value Partners Group
USD 34.5 M -USD 702 k -26,118 -2%
Blue Bell Private Wealth Management
2
Blue Bell Private Wealth Management
Pennsylvania
USD 15.3 M -USD 473 k -17,590 -3%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 12.6 M -USD 191 k -7,100 -1%
CA
4
Cornerstone Advisors
North Carolina
USD 11.9 M +USD 3.83 M +142,573 +47%
Shaker Financial Services
5
Shaker Financial Services
Virginia
USD 9.08 M +USD 3.73 M +138,664 +68%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
USD 8.47 M +USD 685 k +25,495 +9%
1607 Capital Partners
7
1607 Capital Partners
Virginia
USD 6.59 M -USD 1.17 M -43,491 -15%
Bulldog Investors
8
Bulldog Investors
New Jersey
USD 6.42 M -USD 586 k -21,814 -8%
Raymond James & Associates
9
Raymond James & Associates
Florida
USD 6.08 M +USD 484 k +17,992 +9%
Rivernorth Capital Management
10
Rivernorth Capital Management
Florida
USD 5.96 M -USD 1.96 M -72,936 -24%
Morgan Stanley
11
Morgan Stanley
New York
USD 5.66 M -USD 153 k -5,709 -3%
Wells Fargo
12
Wells Fargo
California
USD 5.4 M +USD 832 k +30,949 +18%
Bank of America
13
Bank of America
North Carolina
USD 5.31 M +USD 25.1 k +935 +0.5%
Dubuque Bank & Trust
14
Dubuque Bank & Trust
Iowa
USD 5.3 M +USD 193 k +7,168 +4%
UBS Group
15
UBS Group
Switzerland
USD 3.23 M +USD 474 k +17,637 +17%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
USD 3.18 M – – –
First Trust Advisors
17
First Trust Advisors
Illinois
USD 2.42 M +USD 312 k +11,627 +15%
Stifel Financial
18
Stifel Financial
Missouri
USD 2.38 M +USD 715 k +26,614 +42%
SFM
19
Signature Financial Management
Virginia
USD 2.28 M – – –
Kelman-Lazarov Inc
20
Kelman-Lazarov Inc
Tennessee
USD 2.12 M -USD 261 k -9,718 -11%
Cohen & Steers
21
Cohen & Steers
New York
USD 1.97 M – – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
USD 1.95 M +USD 9.35 k +348 +0.5%
Ancora Advisors
23
Ancora Advisors
Ohio
USD 1.57 M -USD 67.2 k -2,500 -4%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
USD 1.51 M +USD 10 k +372 +0.7%
Baird Financial Group
25
Baird Financial Group
Wisconsin
USD 1.5 M -USD 45.7 k -1,701 -3%
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