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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners Group
1
Relative Value Partners Group
USD 28.5 M -USD 139 k -5,390 -0.4%
Blue Bell Private Wealth Management
2
Blue Bell Private Wealth Management
Pennsylvania
USD 13.6 M +USD 54.1 k +2,102 +0.4%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 10.1 M -USD 121 k -4,683 -1%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 9.18 M +USD 922 k +35,821 +10%
1607 Capital Partners
5
1607 Capital Partners
Virginia
USD 6.81 M +USD 171 k +6,658 +2%
Dubuque Bank & Trust
6
Dubuque Bank & Trust
Iowa
USD 6.61 M +USD 1.16 M +45,010 +19%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 6.36 M +USD 542 k +21,067 +8%
Wells Fargo
8
Wells Fargo
California
USD 6.23 M +USD 1.25 M +48,549 +22%
Morgan Stanley
9
Morgan Stanley
New York
USD 5.62 M +USD 852 k +33,104 +16%
Bank of America
10
Bank of America
North Carolina
USD 4.63 M -USD 15.5 k -602 -0.3%
CA
11
Cornerstone Advisors
North Carolina
USD 4.62 M -USD 7.35 M -285,609 -59%
Bulldog Investors
12
Bulldog Investors
New Jersey
USD 3.59 M -USD 248 k -9,653 -6%
UBS Group
13
UBS Group
Switzerland
USD 3.56 M +USD 561 k +21,796 +17%
First Trust Advisors
14
First Trust Advisors
Illinois
USD 2.04 M -USD 179 k -6,939 -7%
SFM
15
Signature Financial Management
Virginia
USD 2.02 M – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
USD 2.01 M +USD 33.7 k +1,308 +2%
Stifel Financial
17
Stifel Financial
Missouri
USD 1.88 M -USD 743 k -28,885 -27%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
USD 1.76 M -USD 1.16 M -45,000 -38%
Shaker Financial Services
19
Shaker Financial Services
Virginia
USD 1.69 M -USD 6.98 M -271,040 -79%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
USD 1.66 M +USD 160 k +6,226 +10%
Parametric Portfolio Associates
21
Parametric Portfolio Associates
Washington
USD 1.37 M +USD 687 k +26,693 +84%
MML Investors Services
22
MML Investors Services
Massachusetts
USD 1.31 M +USD 74.8 k +2,906 +6%
RB Capital Management
23
RB Capital Management
Nevada
USD 1.12 M +USD 49.8 k +1,934 +4%
Ancora Advisors
24
Ancora Advisors
Ohio
USD 1.12 M -USD 36.4 k -1,414 -3%
Landscape Capital Management
25
Landscape Capital Management
New Jersey
USD 1.09 M +USD 340 k +13,203 +40%
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