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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners Group
1
Relative Value Partners Group
USD 34.1 M +USD 1.09 M +51,306 +3%
Karpus Investment Management
2
Karpus Investment Management
New York
USD 32.9 M -USD 1.89 M -88,832 -5%
Rivernorth Capital Management
3
Rivernorth Capital Management
Florida
USD 23.2 M -USD 135 k -6,366 -0.6%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
USD 20.8 M -USD 2.25 M -106,000 -10%
Lazard Asset Management
5
Lazard Asset Management
New York
USD 14.6 M -USD 4.2 M -197,640 -22%
Blue Bell Private Wealth Management
6
Blue Bell Private Wealth Management
Pennsylvania
USD 11.3 M +USD 743 k +34,955 +7%
1607 Capital Partners
7
1607 Capital Partners
Virginia
USD 9.8 M -USD 321 k -15,100 -3%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 9.7 M +USD 161 k +7,560 +2%
Bulldog Investors
9
Bulldog Investors
New Jersey
USD 6.71 M – – –
Thomas J. Herzfeld Advisors
10
Thomas J. Herzfeld Advisors
Florida
USD 4.87 M +USD 34.1 k +1,605 +0.7%
Morgan Stanley
11
Morgan Stanley
New York
USD 3.72 M -USD 1.25 M -58,869 -25%
Citigroup
12
Citigroup
New York
USD 3.44 M +USD 672 k +31,604 +24%
CA
13
Cornerstone Advisors
North Carolina
USD 3.43 M +USD 1.92 M +90,235 +129%
Bank of America
14
Bank of America
North Carolina
USD 3.41 M +USD 187 k +8,819 +6%
Landscape Capital Management
15
Landscape Capital Management
New Jersey
USD 2.75 M -USD 2.38 M -112,156 -47%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
USD 2.56 M – – –
Manning & Napier Advisors
17
Manning & Napier Advisors
New York
USD 2.17 M – – –
Geode Capital Management
18
Geode Capital Management
Massachusetts
USD 2.17 M +USD 2.16 M +101,508 Nuevas
Shaker Financial Services
19
Shaker Financial Services
Virginia
USD 2.17 M +USD 1.05 M +49,406 +95%
SFM
20
Signature Financial Management
Virginia
USD 1.84 M – – –
Matisse Capital
21
Matisse Capital
Oregon
USD 1.71 M +USD 268 k +12,615 +19%
Wells Fargo
22
Wells Fargo
California
USD 1.57 M +USD 67.6 k +3,182 +5%
Curi RMB Capital
23
Curi RMB Capital
Illinois
USD 1.52 M +USD 911 k +42,849 +153%
Yorktown Management & Research Company
24
Yorktown Management & Research Company
Virginia
USD 1.5 M – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
USD 1.49 M +USD 88.5 k +4,166 +6%
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