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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners Group
1
Relative Value Partners Group
USD 34.4 M -USD 1.31 M -57,444 -4%
Karpus Investment Management
2
Karpus Investment Management
New York
USD 29.7 M -USD 4.81 M -210,210 -14%
Rivernorth Capital Management
3
Rivernorth Capital Management
Florida
USD 18.3 M -USD 655 k -28,647 -3%
Blue Bell Private Wealth Management
4
Blue Bell Private Wealth Management
Pennsylvania
USD 14.1 M -USD 110 k -4,794 -0.8%
Lazard Asset Management
5
Lazard Asset Management
New York
USD 11.6 M – – –
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 11.5 M +USD 1.03 M +45,000 +10%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 10.5 M +USD 88.7 k +3,876 +0.9%
Landscape Capital Management
8
Landscape Capital Management
New Jersey
USD 9.6 M +USD 2.64 M +115,276 +37%
CA
9
Cornerstone Advisors
North Carolina
USD 7.69 M +USD 2.7 M +117,837 +55%
Bulldog Investors
10
Bulldog Investors
New Jersey
USD 7.25 M – – –
Morgan Stanley
11
Morgan Stanley
New York
USD 4.93 M +USD 543 k +23,736 +13%
Wells Fargo
12
Wells Fargo
California
USD 4.35 M +USD 472 k +20,636 +12%
Matisse Capital
13
Matisse Capital
Oregon
USD 4.35 M -USD 92.2 k -4,028 -2%
Thomas J. Herzfeld Advisors
14
Thomas J. Herzfeld Advisors
Florida
USD 4.27 M -USD 874 k -38,217 -17%
Bank of America
15
Bank of America
North Carolina
USD 4.06 M +USD 288 k +12,575 +8%
Geode Capital Management
16
Geode Capital Management
Massachusetts
USD 3.18 M +USD 878 k +38,360 +39%
Brinker Capital
17
Brinker Capital
Pennsylvania
USD 3.03 M +USD 1.97 M +86,108 +192%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
USD 2.78 M – – –
Yorktown Management & Research Company
19
Yorktown Management & Research Company
Virginia
USD 2.2 M – – –
SFM
20
Signature Financial Management
Virginia
USD 1.99 M – – –
Manning & Napier Advisors
21
Manning & Napier Advisors
New York
USD 1.87 M – – –
Kelman-Lazarov Inc
22
Kelman-Lazarov Inc
Tennessee
USD 1.77 M +USD 155 k +6,783 +10%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
USD 1.64 M +USD 27.1 k +1,184 +2%
Guggenheim Capital
24
Guggenheim Capital
Illinois
USD 1.53 M +USD 19.2 k +837 +1%
Ancora Advisors
25
Ancora Advisors
Ohio
USD 1.44 M – – –
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