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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners
1
Relative Value Partners
Illinois
USD 41.2 M +USD 855 k +40,594 +2%
Karpus Investment Management
2
Karpus Investment Management
New York
USD 36 M -USD 678 k -32,201 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 29.7 M -USD 115 k -5,475 -0.4%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
USD 26.8 M -USD 1.63 M -77,300 -6%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
USD 23.1 M +USD 173 k +8,214 +0.8%
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 14.9 M – – –
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 9.24 M +USD 69 k +3,276 +0.8%
Bulldog Investors
8
Bulldog Investors
New Jersey
USD 8.41 M – – –
Blue Bell Private Wealth Management
9
Blue Bell Private Wealth Management
Pennsylvania
USD 8.07 M -USD 165 k -7,820 -2%
Morgan Stanley
10
Morgan Stanley
New York
USD 6.01 M +USD 193 k +9,143 +3%
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
USD 4.56 M +USD 146 k +6,918 +3%
Shaker Financial Services
12
Shaker Financial Services
Virginia
USD 3.58 M -USD 448 k -21,257 -11%
City of London Investment Management
13
City of London Investment Management
United Kingdom
USD 3.2 M -USD 888 k -42,174 -22%
Geode Capital Management
14
Geode Capital Management
Massachusetts
USD 3.19 M – – –
Wolverine Asset Management
15
Wolverine Asset Management
Illinois
USD 2.67 M -USD 1.29 M -61,179 -33%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
USD 2.57 M – – –
Bank of America
17
Bank of America
North Carolina
USD 2.52 M +USD 28.7 k +1,361 +1%
CA
18
Cornerstone Advisors
North Carolina
USD 2.24 M -USD 521 k -24,722 -19%
Wells Fargo
19
Wells Fargo
California
USD 2.07 M +USD 858 k +40,718 +73%
United Capital Financial Advisors
20
United Capital Financial Advisors
Texas
USD 1.98 M +USD 1.95 M +92,630 Nuevas
SG Americas Securities
21
SG Americas Securities
New York
USD 1.96 M +USD 50.6 k +2,400 +3%
Independence Trust
22
Independence Trust
Tennessee
USD 1.95 M +USD 840 k +39,900 +78%
Ancora Advisors
23
Ancora Advisors
Ohio
USD 1.93 M -USD 105 k -5,000 -5%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
USD 1.9 M +USD 1.87 M +88,904 Nuevas
Doliver Advisors
25
Doliver Advisors
Texas
USD 1.69 M -USD 481 k -22,858 -22%
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