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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners Group
1
Relative Value Partners Group
USD 36.7 M -USD 377 k -14,404 -1%
Blue Bell Private Wealth Management
2
Blue Bell Private Wealth Management
Pennsylvania
USD 15.9 M -USD 208 k -7,936 -1%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 13 M -USD 456 k -17,400 -3%
CA
4
Cornerstone Advisors
North Carolina
USD 9.6 M -USD 1.78 M -67,922 -16%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
USD 8.22 M -USD 1.43 M -54,713 -15%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 7.62 M -USD 6.88 M -262,651 -48%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
USD 7.24 M +USD 1.29 M +49,378 +23%
Bulldog Investors
8
Bulldog Investors
New Jersey
USD 7.11 M – – –
1607 Capital Partners
9
1607 Capital Partners
Virginia
USD 6.92 M -USD 2.01 M -76,876 -23%
Morgan Stanley
10
Morgan Stanley
New York
USD 6.31 M +USD 331 k +12,649 +6%
Wells Fargo
11
Wells Fargo
California
USD 6.13 M -USD 342 k -13,058 -5%
Dubuque Bank & Trust
12
Dubuque Bank & Trust
Iowa
USD 4.72 M +USD 181 k +6,904 +4%
Bank of America
13
Bank of America
North Carolina
USD 4.11 M -USD 571 k -21,776 -12%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
USD 3.22 M – – –
Kelman-Lazarov Inc
15
Kelman-Lazarov Inc
Tennessee
USD 2.35 M +USD 9.7 k +371 +0.4%
SFM
16
Signature Financial Management
Virginia
USD 2.32 M – – –
First Trust Advisors
17
First Trust Advisors
Illinois
USD 2.17 M +USD 88.5 k +3,379 +4%
Cohen & Steers
18
Cohen & Steers
New York
USD 2.13 M +USD 897 k +34,211 +77%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
USD 1.96 M +USD 11.1 k +425 +0.6%
UBS Group
20
UBS Group
Switzerland
USD 1.9 M +USD 414 k +15,794 +29%
Stifel Financial
21
Stifel Financial
Missouri
USD 1.69 M -USD 66.1 k -2,524 -4%
Ancora Advisors
22
Ancora Advisors
Ohio
USD 1.67 M -USD 78.6 k -3,000 -5%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
USD 1.61 M -USD 22.8 k -870 -1%
Successful Portfolios
24
Successful Portfolios
Florida
USD 1.33 M +USD 1.29 M +49,370 Nuevas
RB Capital Management
25
RB Capital Management
Nevada
USD 1.32 M -USD 10.3 k -392 -0.8%
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