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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 16.8 M +USD 87.3 k +2,878 +0.5%
BFS
2
Bard Financial Services
Connecticut
USD 15.8 M -USD 167 k -5,502 -1%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 13.9 M – – –
Allspring Global Investments
4
Allspring Global Investments
North Carolina
USD 13.2 M -USD 3.71 M -122,164 -22%
Blue Bell Private Wealth Management
5
Blue Bell Private Wealth Management
Pennsylvania
USD 12.6 M -USD 212 k -6,999 -2%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 9.18 M -USD 69.7 k -2,297 -0.8%
UBS Group
7
UBS Group
Switzerland
USD 8.37 M +USD 816 k +26,904 +11%
Wells Fargo
8
Wells Fargo
California
USD 8.03 M -USD 175 k -5,761 -2%
HTLF Bank
9
HTLF Bank
Colorado
USD 7.02 M -USD 221 k -7,277 -3%
Raymond James Financial Services Advisors
10
Raymond James Financial Services Advisors
Florida
USD 6.78 M +USD 169 k +5,565 +3%
Uncommon Cents Investing
11
Uncommon Cents Investing
Wisconsin
USD 5.2 M -USD 2.12 k -70 -0%
CA
12
Cornerstone Advisors
North Carolina
USD 5.18 M +USD 778 k +25,646 +18%
Hennion & Walsh Asset Management
13
Hennion & Walsh Asset Management
New Jersey
USD 4.27 M +USD 235 k +7,759 +6%
Wealth Enhancement Advisory Services
14
Wealth Enhancement Advisory Services
Minnesota
USD 3.59 M +USD 53.9 k +1,775 +2%
Stifel Financial
15
Stifel Financial
Missouri
USD 3.07 M -USD 80.5 k -2,654 -3%
Shaker Financial Services
16
Shaker Financial Services
Virginia
USD 2.94 M +USD 772 k +25,434 +37%
1620 Investment Advisors
17
1620 Investment Advisors
Massachusetts
USD 2.78 M +USD 35.7 k +1,178 +1%
D.A. Davidson & Co
18
D.A. Davidson & Co
Montana
USD 2.51 M +USD 9.04 k +298 +0.4%
Capstone Financial Advisors
19
Capstone Financial Advisors
Illinois
USD 2.34 M – – –
Mariner
20
Mariner
Kansas
USD 2.34 M +USD 40.4 k +1,331 +2%
Integrated Wealth Concepts
21
Integrated Wealth Concepts
Massachusetts
USD 2.12 M -USD 182 -6 -0%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
USD 1.94 M -USD 738 k -24,336 -28%
Sanctuary Advisors
23
Sanctuary Advisors
Indiana
USD 1.85 M +USD 1.89 M +62,284 Nuevas
AQR Arbitrage
24
AQR Arbitrage
Connecticut
USD 1.85 M +USD 290 k +9,559 +19%
RB Capital Management
25
RB Capital Management
Nevada
USD 1.78 M -USD 5.31 k -175 -0.3%
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