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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 20.1 M +USD 13.6 M +471,900 +159%
BFS
2
Bard Financial Services
Connecticut
USD 17.1 M +USD 1.32 M +46,009 +8%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 11.8 M – – –
Blue Bell Private Wealth Management
4
Blue Bell Private Wealth Management
Pennsylvania
USD 11.7 M +USD 4.8 k +167 +0%
Relative Value Partners Group
5
Relative Value Partners Group
USD 10.3 M -USD 660 k -22,985 -6%
Dubuque Bank & Trust
6
Dubuque Bank & Trust
Iowa
USD 7.8 M +USD 536 k +18,680 +7%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
USD 7.57 M +USD 50.7 k +1,764 +0.6%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 7.37 M -USD 469 k -16,348 -5%
Wells Fargo
9
Wells Fargo
California
USD 6.7 M -USD 378 k -13,151 -5%
Shaker Financial Services
10
Shaker Financial Services
Virginia
USD 6.46 M -USD 2.58 M -89,942 -27%
Allspring Global Investments
11
Allspring Global Investments
North Carolina
USD 6.26 M – – –
Bank of America
12
Bank of America
North Carolina
USD 4.59 M -USD 136 k -4,732 -3%
Uncommon Cents Investing
13
Uncommon Cents Investing
Wisconsin
USD 4.48 M +USD 105 k +3,658 +2%
UBS Group
14
UBS Group
Switzerland
USD 3.88 M +USD 19.8 k +691 +0.5%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
USD 3.1 M – – –
Stifel Financial
16
Stifel Financial
Missouri
USD 2.66 M -USD 2.03 M -70,774 -41%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
USD 2.34 M +USD 511 k +17,788 +25%
1620 Investment Advisors
18
1620 Investment Advisors
Massachusetts
USD 2.16 M -USD 2.42 M -84,170 -100%
D.A. Davidson & Co
19
D.A. Davidson & Co
Montana
USD 2.06 M +USD 202 k +7,029 +10%
First Trust Advisors
20
First Trust Advisors
Illinois
USD 2 M -USD 4.8 k -167 -0.2%
Capstone Financial Advisors
21
Capstone Financial Advisors
Illinois
USD 1.98 M – – –
Integrated Wealth Concepts
22
Integrated Wealth Concepts
Massachusetts
USD 1.92 M +USD 2.1 M +73,276 Nuevas
Osaic Holdings
23
Osaic Holdings
Arizona
USD 1.85 M +USD 99.1 k +3,451 +5%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
USD 1.59 M +USD 196 k +6,825 +13%
RB Capital Management
25
RB Capital Management
Nevada
USD 1.58 M +USD 19.2 k +668 +1%
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