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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Karpus Investment Management
1
Karpus Investment Management
New York
USD 33.4 M -USD 7.37 M -364,084 -18%
Relative Value Partners Group
2
Relative Value Partners Group
USD 31.7 M -USD 4.83 M -238,878 -13%
Rivernorth Capital Management
3
Rivernorth Capital Management
Florida
USD 22.4 M -USD 3.17 M -156,825 -13%
GFM
4
Gramercy Funds Management
Connecticut
USD 22.1 M -USD 20.2 k -1,000 -0.1%
Lazard Asset Management
5
Lazard Asset Management
New York
USD 18.1 M -USD 4.82 M -237,910 -21%
Blue Bell Private Wealth Management
6
Blue Bell Private Wealth Management
Pennsylvania
USD 10.1 M -USD 601 k -29,705 -6%
1607 Capital Partners
7
1607 Capital Partners
Virginia
USD 9.7 M -USD 259 k -12,800 -3%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 9.15 M -USD 206 k -10,176 -2%
BI
9
Bulldog Investors
New Jersey
USD 6.44 M – – –
Landscape Capital Management
10
Landscape Capital Management
New Jersey
USD 4.94 M +USD 1.67 M +82,695 +52%
Morgan Stanley
11
Morgan Stanley
New York
USD 4.78 M +USD 703 k +34,709 +18%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
USD 4.64 M -USD 400 k -19,766 -8%
Bank of America
13
Bank of America
North Carolina
USD 3.09 M -USD 356 k -17,595 -10%
Citigroup
14
Citigroup
New York
USD 2.65 M +USD 1.04 M +51,248 +66%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
USD 2.48 M – – –
Manning & Napier Advisors
16
Manning & Napier Advisors
New York
USD 2.12 M – – –
Geode Capital Management
17
Geode Capital Management
Massachusetts
USD 1.81 M – – –
SFM
18
Signature Financial Management
Virginia
USD 1.77 M – – –
YMRC
19
Yorktown Management & Research Company
Virginia
USD 1.44 M – – –
Wells Fargo
20
Wells Fargo
California
USD 1.44 M +USD 2.94 k +145 +0.2%
CA
21
Cornerstone Advisors
North Carolina
USD 1.44 M +USD 1.42 M +70,067 Nuevas
MC
22
Matisse Capital
Oregon
USD 1.38 M +USD 289 k +14,295 +27%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
USD 1.35 M +USD 375 k +18,536 +39%
Kelman-Lazarov Inc
24
Kelman-Lazarov Inc
Tennessee
USD 1.32 M +USD 74.9 k +3,700 +6%
Ancora Advisors
25
Ancora Advisors
Ohio
USD 1.28 M +USD 2.98 k +147 +0.2%
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