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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners
1
Relative Value Partners
Illinois
USD 36.3 M -USD 100 k -5,077 -0.3%
Lazard Asset Management
2
Lazard Asset Management
New York
USD 34.9 M -USD 9.5 M -484,018 -22%
Karpus Investment Management
3
Karpus Investment Management
New York
USD 31.9 M +USD 5.17 M +262,198 +20%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
USD 27.1 M -USD 334 k -16,939 -1%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
USD 21.5 M – – –
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 14.1 M -USD 114 k -5,800 -0.8%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 8.13 M +USD 7.63 M +387,506 +2,234%
Bulldog Investors
8
Bulldog Investors
New Jersey
USD 7.88 M +USD 78.8 k +4,000 +1%
Blue Bell Private Wealth Management
9
Blue Bell Private Wealth Management
Pennsylvania
USD 7.24 M +USD 1.29 M +65,560 +22%
Morgan Stanley
10
Morgan Stanley
New York
USD 5.23 M -USD 229 k -11,620 -4%
City of London Investment Management
11
City of London Investment Management
United Kingdom
USD 4.5 M -USD 143 k -7,275 -3%
Thomas J. Herzfeld Advisors
12
Thomas J. Herzfeld Advisors
Florida
USD 4.36 M +USD 9.4 k +477 +0.2%
Shaker Financial Services
13
Shaker Financial Services
Virginia
USD 3.93 M +USD 2.18 M +110,498 +130%
Doliver Advisors
14
Doliver Advisors
Texas
USD 2.56 M -USD 355 k -18,020 -12%
Bank of America
15
Bank of America
North Carolina
USD 2.22 M -USD 407 k -20,664 -16%
Goldman Sachs
16
Goldman Sachs
New York
USD 2.09 M +USD 265 k +13,446 +15%
HSBC Holdings
17
HSBC Holdings
United Kingdom
USD 1.93 M – – –
Wolverine Asset Management
18
Wolverine Asset Management
Illinois
USD 1.91 M +USD 1.88 M +95,283 Nuevas
Ancora Advisors
19
Ancora Advisors
Ohio
USD 1.91 M – – –
SG Americas Securities
20
SG Americas Securities
New York
USD 1.8 M -USD 462 k -23,459 -21%
CA
21
Cornerstone Advisors
North Carolina
USD 1.43 M -USD 124 k -6,276 -8%
1832 Asset Management
22
1832 Asset Management
Ontario, Canada
USD 1.4 M – – –
Raymond James Financial Services Advisors
23
Raymond James Financial Services Advisors
Florida
USD 1.27 M -USD 3.59 k -182 -0.3%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
USD 1.05 M +USD 137 k +6,957 +15%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
USD 987 k -USD 33 k -1,674 -3%
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