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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners
1
Relative Value Partners
Illinois
USD 39.3 M +USD 798 k +37,866 +2%
Karpus Investment Management
2
Karpus Investment Management
New York
USD 35.7 M +USD 434 k +20,588 +1%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 29.1 M +USD 54.3 k +2,575 +0.2%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
USD 27.8 M -USD 377 k -17,861 -1%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
USD 22.4 M – – –
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 14.5 M +USD 160 k +7,600 +1%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 8.93 M +USD 61.6 k +2,923 +0.7%
Bulldog Investors
8
Bulldog Investors
New Jersey
USD 8.19 M – – –
Blue Bell Private Wealth Management
9
Blue Bell Private Wealth Management
Pennsylvania
USD 8.03 M -USD 79.9 k -3,790 -1%
Morgan Stanley
10
Morgan Stanley
New York
USD 5.67 M +USD 183 k +8,667 +3%
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
USD 4.3 M -USD 312 k -14,808 -7%
City of London Investment Management
12
City of London Investment Management
United Kingdom
USD 4 M -USD 671 k -31,825 -14%
Shaker Financial Services
13
Shaker Financial Services
Virginia
USD 3.93 M -USD 489 k -23,200 -11%
Wolverine Asset Management
14
Wolverine Asset Management
Illinois
USD 3.88 M +USD 962 k +45,611 +32%
Geode Capital Management
15
Geode Capital Management
Massachusetts
USD 3.34 M – – –
CA
16
Cornerstone Advisors
North Carolina
USD 2.7 M +USD 891 k +42,263 +49%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
USD 2.51 M – – –
Bank of America
18
Bank of America
North Carolina
USD 2.43 M +USD 110 k +5,211 +5%
Doliver Advisors
19
Doliver Advisors
Texas
USD 2.12 M -USD 110 k -5,197 -5%
Ancora Advisors
20
Ancora Advisors
Ohio
USD 1.98 M – – –
SG Americas Securities
21
SG Americas Securities
New York
USD 1.86 M -USD 6.35 k -301 -0.3%
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
USD 1.32 M -USD 1.22 k -58 -0.1%
UBS
23
UBS
Switzerland
USD 1.2 M +USD 134 k +6,338 +12%
Wells Fargo
24
Wells Fargo
California
USD 1.17 M +USD 365 k +17,332 +45%
Independence Trust
25
Independence Trust
Tennessee
USD 1.07 M +USD 439 k +20,820 +68%
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