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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Relative Value Partners
1
Relative Value Partners
Illinois
US$ 39,3 mi +US$ 798 mil +37.866 +2%
Karpus Investment Management
2
Karpus Investment Management
New York
US$ 35,7 mi +US$ 434 mil +20.588 +1%
Lazard Asset Management
3
Lazard Asset Management
New York
US$ 29,1 mi +US$ 54,3 mil +2.575 +0,2%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
US$ 27,8 mi -US$ 377 mil -17.861 -1%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
US$ 22,4 mi – – –
1607 Capital Partners
6
1607 Capital Partners
Virginia
US$ 14,5 mi +US$ 160 mil +7.600 +1%
Raymond James & Associates
7
Raymond James & Associates
Florida
US$ 8,93 mi +US$ 61,6 mil +2.923 +0,7%
Bulldog Investors
8
Bulldog Investors
New Jersey
US$ 8,19 mi – – –
Blue Bell Private Wealth Management
9
Blue Bell Private Wealth Management
Pennsylvania
US$ 8,03 mi -US$ 79,9 mil -3.790 -1%
Morgan Stanley
10
Morgan Stanley
New York
US$ 5,67 mi +US$ 183 mil +8.667 +3%
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
US$ 4,3 mi -US$ 312 mil -14.808 -7%
City of London Investment Management
12
City of London Investment Management
United Kingdom
US$ 4 mi -US$ 671 mil -31.825 -14%
Shaker Financial Services
13
Shaker Financial Services
Virginia
US$ 3,93 mi -US$ 489 mil -23.200 -11%
Wolverine Asset Management
14
Wolverine Asset Management
Illinois
US$ 3,88 mi +US$ 962 mil +45.611 +32%
Geode Capital Management
15
Geode Capital Management
Massachusetts
US$ 3,34 mi – – –
CA
16
Cornerstone Advisors
North Carolina
US$ 2,7 mi +US$ 891 mil +42.263 +49%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
US$ 2,51 mi – – –
Bank of America
18
Bank of America
North Carolina
US$ 2,43 mi +US$ 110 mil +5.211 +5%
Doliver Advisors
19
Doliver Advisors
Texas
US$ 2,12 mi -US$ 110 mil -5.197 -5%
Ancora Advisors
20
Ancora Advisors
Ohio
US$ 1,98 mi – – –
SG Americas Securities
21
SG Americas Securities
New York
US$ 1,86 mi -US$ 6,35 mil -301 -0,3%
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
US$ 1,32 mi -US$ 1,22 mil -58 -0,1%
UBS
23
UBS
Switzerland
US$ 1,2 mi +US$ 134 mil +6.338 +12%
Wells Fargo
24
Wells Fargo
California
US$ 1,17 mi +US$ 365 mil +17.332 +45%
Independence Trust
25
Independence Trust
Tennessee
US$ 1,07 mi +US$ 439 mil +20.820 +68%
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