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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Relative Value Partners Group
1
Relative Value Partners Group
US$ 34,9 mi -US$ 914 mil -33.670 -2%
Blue Bell Private Wealth Management
2
Blue Bell Private Wealth Management
Pennsylvania
US$ 15,7 mi +US$ 149 mil +5.486 +0,9%
Lazard Asset Management
3
Lazard Asset Management
New York
US$ 12,7 mi – – –
CA
4
Cornerstone Advisors
North Carolina
US$ 8,04 mi -US$ 1,33 mi -48.841 -14%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
US$ 7,84 mi -US$ 190 mil -7.012 -2%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
US$ 7,73 mi +US$ 688 mil +25.344 +9%
1607 Capital Partners
7
1607 Capital Partners
Virginia
US$ 7,69 mi +US$ 953 mil +35.100 +14%
Bulldog Investors
8
Bulldog Investors
New Jersey
US$ 6,94 mi – – –
Morgan Stanley
9
Morgan Stanley
New York
US$ 5,77 mi -US$ 408 mil -15.047 -6%
Raymond James & Associates
10
Raymond James & Associates
Florida
US$ 5,56 mi -US$ 1,93 mi -71.191 -25%
Shaker Financial Services
11
Shaker Financial Services
Virginia
US$ 5,36 mi +US$ 5,53 mi +203.887 Nova
Bank of America
12
Bank of America
North Carolina
US$ 5,24 mi +US$ 1,26 mi +46.576 +31%
Dubuque Bank & Trust
13
Dubuque Bank & Trust
Iowa
US$ 5,07 mi +US$ 480 mil +17.689 +10%
Wells Fargo
14
Wells Fargo
California
US$ 4,55 mi -US$ 1,48 mi -54.583 -24%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
US$ 3,17 mi – – –
UBS Group
16
UBS Group
Switzerland
US$ 2,74 mi +US$ 911 mil +33.574 +48%
Kelman-Lazarov Inc
17
Kelman-Lazarov Inc
Tennessee
US$ 2,35 mi +US$ 64,9 mil +2.392 +3%
SFM
18
Signature Financial Management
Virginia
US$ 2,27 mi – – –
First Trust Advisors
19
First Trust Advisors
Illinois
US$ 2,09 mi -US$ 30,6 mil -1.128 -1%
Cohen & Steers
20
Cohen & Steers
New York
US$ 1,95 mi -US$ 126 mil -4.626 -6%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
US$ 1,93 mi +US$ 19,6 mil +722 +1%
Stifel Financial
22
Stifel Financial
Missouri
US$ 1,66 mi -US$ 7,63 mil -281 -0,4%
Ancora Advisors
23
Ancora Advisors
Ohio
US$ 1,62 mi -US$ 13,6 mil -500 -0,8%
Baird Financial Group
24
Baird Financial Group
Wisconsin
US$ 1,54 mi +US$ 1,03 mi +37.975 +187%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
US$ 1,49 mi -US$ 79,1 mil -2.913 -5%
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