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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Lazard Asset Management
1
Lazard Asset Management
New York
US$ 44,4 mi -US$ 303 mil -15.800 -0,7%
Relative Value Partners
2
Relative Value Partners
Illinois
US$ 36,2 mi +US$ 427 mil +22.283 +1%
Gramercy Funds Management
3
Gramercy Funds Management
Connecticut
US$ 27,3 mi -US$ 1,86 mi -97.174 -7%
Karpus Investment Management
4
Karpus Investment Management
New York
US$ 26,5 mi +US$ 3,57 mi +186.223 +16%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
US$ 21,4 mi +US$ 9,6 mil +500 +0%
1607 Capital Partners
6
1607 Capital Partners
Virginia
US$ 14,1 mi +US$ 131 mil +6.852 +1%
Bulldog Investors
7
Bulldog Investors
New Jersey
US$ 7,76 mi – – –
Blue Bell Private Wealth Management
8
Blue Bell Private Wealth Management
Pennsylvania
US$ 5,89 mi +US$ 65,3 mil +3.406 +1%
Morgan Stanley
9
Morgan Stanley
New York
US$ 5,44 mi +US$ 206 mil +10.760 +4%
City of London Investment Management
10
City of London Investment Management
United Kingdom
US$ 4,61 mi +US$ 17,3 mil +900 +0,4%
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
US$ 4,33 mi +US$ 202 mil +10.524 +5%
Doliver Advisors
12
Doliver Advisors
Texas
US$ 2,9 mi +US$ 1,17 mi +60.943 +72%
Bank of America
13
Bank of America
North Carolina
US$ 2,62 mi +US$ 364 mil +18.969 +17%
Diversified Trust
14
Diversified Trust
Tennessee
US$ 2,28 mi -US$ 303 mil -15.800 -12%
SG Americas Securities
15
SG Americas Securities
New York
US$ 2,26 mi +US$ 162 mil +8.460 +8%
HSBC Holdings
16
HSBC Holdings
United Kingdom
US$ 1,92 mi -US$ 441 mil -23.000 -19%
Ancora Advisors
17
Ancora Advisors
Ohio
US$ 1,9 mi – – –
Goldman Sachs
18
Goldman Sachs
New York
US$ 1,81 mi -US$ 241 mil -12.552 -12%
Shaker Financial Services
19
Shaker Financial Services
Virginia
US$ 1,7 mi +US$ 317 mil +16.549 +24%
CA
20
Cornerstone Advisors
North Carolina
US$ 1,55 mi – – –
1832 Asset Management
21
1832 Asset Management
Ontario, Canada
US$ 1,4 mi +US$ 1,34 mi +70.000 Nova
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
US$ 1,27 mi +US$ 541 mil +28.220 +80%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
US$ 1,02 mi +US$ 975 mil +50.818 Nova
Cetera Advisor Networks
24
Cetera Advisor Networks
California
US$ 958 mil +US$ 12,5 mil +650 +1%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
US$ 905 mil +US$ 707 mil +36.851 +435%
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