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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Relative Value Partners Group
1
Relative Value Partners Group
US$ 32,7 mi -US$ 2,32 mi -84.594 -6%
Blue Bell Private Wealth Management
2
Blue Bell Private Wealth Management
Pennsylvania
US$ 16,1 mi -US$ 27,6 mil -1.005 -0,2%
CA
3
Cornerstone Advisors
North Carolina
US$ 13,4 mi +US$ 925 mil +33.674 +8%
Lazard Asset Management
4
Lazard Asset Management
New York
US$ 12,1 mi -US$ 1,2 mi -43.517 -9%
Raymond James Financial Services Advisors
5
Raymond James Financial Services Advisors
Florida
US$ 9,9 mi +US$ 967 mil +35.174 +11%
Shaker Financial Services
6
Shaker Financial Services
Virginia
US$ 9,6 mi +US$ 6,29 mil +229 +0,1%
1607 Capital Partners
7
1607 Capital Partners
Virginia
US$ 7,89 mi +US$ 945 mil +34.400 +14%
Raymond James & Associates
8
Raymond James & Associates
Florida
US$ 6,94 mi +US$ 542 mil +19.721 +9%
Dubuque Bank & Trust
9
Dubuque Bank & Trust
Iowa
US$ 6,57 mi +US$ 986 mil +35.876 +18%
Wells Fargo
10
Wells Fargo
California
US$ 6,03 mi +US$ 340 mil +12.377 +6%
Morgan Stanley
11
Morgan Stanley
New York
US$ 5,74 mi -US$ 203 mil -7.394 -3%
Bank of America
12
Bank of America
North Carolina
US$ 5,51 mi -US$ 71,2 mil -2.590 -1%
Bulldog Investors
13
Bulldog Investors
New Jersey
US$ 4,52 mi -US$ 2,19 mi -79.825 -33%
UBS Group
14
UBS Group
Switzerland
US$ 3,61 mi +US$ 211 mil +7.685 +6%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
US$ 3,35 mi – – –
Stifel Financial
16
Stifel Financial
Missouri
US$ 3,04 mi +US$ 531 mil +19.338 +22%
First Trust Advisors
17
First Trust Advisors
Illinois
US$ 2,62 mi +US$ 72,6 mil +2.642 +3%
SFM
18
Signature Financial Management
Virginia
US$ 2,4 mi – – –
Nine Masts Capital
19
Nine Masts Capital
Hong Kong
US$ 2,38 mi +US$ 2,2 mi +80.172 +999%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
US$ 2,34 mi +US$ 285 mil +10.383 +14%
Kelman-Lazarov Inc
21
Kelman-Lazarov Inc
Tennessee
US$ 1,82 mi -US$ 394 mil -14.331 -18%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
US$ 1,8 mi +US$ 207 mil +7.514 +13%
Baird Financial Group
23
Baird Financial Group
Wisconsin
US$ 1,58 mi -US$ 1,59 mil -58 -0,1%
MML Investors Services
24
MML Investors Services
Massachusetts
US$ 1,47 mi +US$ 645 mil +23.483 +80%
Ancora Advisors
25
Ancora Advisors
Ohio
US$ 1,37 mi -US$ 275 mil -10.000 -17%
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