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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Lazard Asset Management
1
Lazard Asset Management
New York
US$ 41,1 mi +US$ 41,3 mi +2.291.444 Nova
Relative Value Partners
2
Relative Value Partners
Illinois
US$ 31,1 mi +US$ 31,3 mi +1.736.798 Nova
Gramercy Funds Management
3
Gramercy Funds Management
Connecticut
US$ 26,7 mi +US$ 26,9 mi +1.493.821 Nova
Karpus Investment Management
4
Karpus Investment Management
New York
US$ 19,3 mi +US$ 19,4 mi +1.075.949 Nova
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
US$ 19,1 mi +US$ 19,3 mi +1.069.182 Nova
1607 Capital Partners
6
1607 Capital Partners
Virginia
US$ 12,2 mi +US$ 12,3 mi +684.362 Nova
Bulldog Investors
7
Bulldog Investors
New Jersey
US$ 7,01 mi +US$ 7,06 mi +391.619 Nova
Morgan Stanley
8
Morgan Stanley
New York
US$ 5,17 mi +US$ 5,21 mi +288.841 Nova
Blue Bell Private Wealth Management
9
Blue Bell Private Wealth Management
Pennsylvania
US$ 4,92 mi +US$ 4,95 mi +274.732 Nova
City of London Investment Management
10
City of London Investment Management
United Kingdom
US$ 4,13 mi +US$ 4,14 mi +229.859 Nova
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
US$ 4,1 mi +US$ 4,13 mi +229.309 Nova
HSBC Holdings
12
HSBC Holdings
United Kingdom
US$ 2,18 mi +US$ 2,2 mi +121.950 Nova
Bank of America
13
Bank of America
North Carolina
US$ 1,99 mi +US$ 2 mi +111.048 Nova
Goldman Sachs
14
Goldman Sachs
New York
US$ 1,97 mi +US$ 1,98 mi +110.049 Nova
SG Americas Securities
15
SG Americas Securities
New York
US$ 1,95 mi +US$ 1,97 mi +109.075 Nova
Diversified Trust
16
Diversified Trust
Tennessee
US$ 1,88 mi +US$ 1,89 mi +105.015 Nova
Wells Fargo
17
Wells Fargo
California
US$ 1,81 mi +US$ 1,82 mi +100.846 Nova
Ancora Advisors
18
Ancora Advisors
Ohio
US$ 1,7 mi +US$ 1,71 mi +95.000 Nova
Doliver Advisors
19
Doliver Advisors
Texas
US$ 1,58 mi +US$ 1,59 mi +87.966 Nova
CA
20
Cornerstone Advisors
North Carolina
US$ 1,39 mi +US$ 1,4 mi +77.642 Nova
Geode Capital Management
21
Geode Capital Management
Massachusetts
US$ 1,37 mi – – –
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
US$ 1,07 mi +US$ 1,08 mi +59.803 Nova
Shaker Financial Services
23
Shaker Financial Services
Virginia
US$ 1,03 mi +US$ 1,04 mi +57.720 Nova
Bank of New York Mellon
24
Bank of New York Mellon
New York
US$ 955 mil +US$ 962 mil +53.364 Nova
TC
25
TFS Capital
Pennsylvania
US$ 818 mil +US$ 824 mil +45.710 Nova
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