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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Relative Value Partners
1
Relative Value Partners
Illinois
US$ 41,2 mi +US$ 855 mil +40.594 +2%
Karpus Investment Management
2
Karpus Investment Management
New York
US$ 36 mi -US$ 678 mil -32.201 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
US$ 29,7 mi -US$ 115 mil -5.475 -0,4%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
US$ 26,8 mi -US$ 1,63 mi -77.300 -6%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
US$ 23,1 mi +US$ 173 mil +8.214 +0,8%
1607 Capital Partners
6
1607 Capital Partners
Virginia
US$ 14,9 mi – – –
Raymond James & Associates
7
Raymond James & Associates
Florida
US$ 9,24 mi +US$ 69 mil +3.276 +0,8%
Bulldog Investors
8
Bulldog Investors
New Jersey
US$ 8,41 mi – – –
Blue Bell Private Wealth Management
9
Blue Bell Private Wealth Management
Pennsylvania
US$ 8,07 mi -US$ 165 mil -7.820 -2%
Morgan Stanley
10
Morgan Stanley
New York
US$ 6,01 mi +US$ 193 mil +9.143 +3%
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
US$ 4,56 mi +US$ 146 mil +6.918 +3%
Shaker Financial Services
12
Shaker Financial Services
Virginia
US$ 3,58 mi -US$ 448 mil -21.257 -11%
City of London Investment Management
13
City of London Investment Management
United Kingdom
US$ 3,2 mi -US$ 888 mil -42.174 -22%
Geode Capital Management
14
Geode Capital Management
Massachusetts
US$ 3,19 mi – – –
Wolverine Asset Management
15
Wolverine Asset Management
Illinois
US$ 2,67 mi -US$ 1,29 mi -61.179 -33%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
US$ 2,57 mi – – –
Bank of America
17
Bank of America
North Carolina
US$ 2,52 mi +US$ 28,7 mil +1.361 +1%
CA
18
Cornerstone Advisors
North Carolina
US$ 2,24 mi -US$ 521 mil -24.722 -19%
Wells Fargo
19
Wells Fargo
California
US$ 2,07 mi +US$ 858 mil +40.718 +73%
United Capital Financial Advisors
20
United Capital Financial Advisors
Texas
US$ 1,98 mi +US$ 1,95 mi +92.630 Nova
SG Americas Securities
21
SG Americas Securities
New York
US$ 1,96 mi +US$ 50,6 mil +2.400 +3%
Independence Trust
22
Independence Trust
Tennessee
US$ 1,95 mi +US$ 840 mil +39.900 +78%
Ancora Advisors
23
Ancora Advisors
Ohio
US$ 1,93 mi -US$ 105 mil -5.000 -5%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
US$ 1,9 mi +US$ 1,87 mi +88.904 Nova
Doliver Advisors
25
Doliver Advisors
Texas
US$ 1,69 mi -US$ 481 mil -22.858 -22%
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