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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Morgan Stanley
1
Morgan Stanley
New York
US$ 20,1 mi +US$ 13,6 mi +471.900 +159%
BFS
2
Bard Financial Services
Connecticut
US$ 17,1 mi +US$ 1,32 mi +46.009 +8%
Lazard Asset Management
3
Lazard Asset Management
New York
US$ 11,8 mi – – –
Blue Bell Private Wealth Management
4
Blue Bell Private Wealth Management
Pennsylvania
US$ 11,7 mi +US$ 4,8 mil +167 +0%
Relative Value Partners Group
5
Relative Value Partners Group
US$ 10,3 mi -US$ 660 mil -22.985 -6%
Dubuque Bank & Trust
6
Dubuque Bank & Trust
Iowa
US$ 7,8 mi +US$ 536 mil +18.680 +7%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
US$ 7,57 mi +US$ 50,7 mil +1.764 +0,6%
Raymond James & Associates
8
Raymond James & Associates
Florida
US$ 7,37 mi -US$ 469 mil -16.348 -5%
Wells Fargo
9
Wells Fargo
California
US$ 6,7 mi -US$ 378 mil -13.151 -5%
Shaker Financial Services
10
Shaker Financial Services
Virginia
US$ 6,46 mi -US$ 2,58 mi -89.942 -27%
Allspring Global Investments
11
Allspring Global Investments
North Carolina
US$ 6,26 mi – – –
Bank of America
12
Bank of America
North Carolina
US$ 4,59 mi -US$ 136 mil -4.732 -3%
Uncommon Cents Investing
13
Uncommon Cents Investing
Wisconsin
US$ 4,48 mi +US$ 105 mil +3.658 +2%
UBS Group
14
UBS Group
Switzerland
US$ 3,88 mi +US$ 19,8 mil +691 +0,5%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
US$ 3,1 mi – – –
Stifel Financial
16
Stifel Financial
Missouri
US$ 2,66 mi -US$ 2,03 mi -70.774 -41%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
US$ 2,34 mi +US$ 511 mil +17.788 +25%
1620 Investment Advisors
18
1620 Investment Advisors
Massachusetts
US$ 2,16 mi -US$ 2,42 mi -84.170 -100%
D.A. Davidson & Co
19
D.A. Davidson & Co
Montana
US$ 2,06 mi +US$ 202 mil +7.029 +10%
First Trust Advisors
20
First Trust Advisors
Illinois
US$ 2 mi -US$ 4,8 mil -167 -0,2%
Capstone Financial Advisors
21
Capstone Financial Advisors
Illinois
US$ 1,98 mi – – –
Integrated Wealth Concepts
22
Integrated Wealth Concepts
Massachusetts
US$ 1,92 mi +US$ 2,1 mi +73.276 Nova
Osaic Holdings
23
Osaic Holdings
Arizona
US$ 1,85 mi +US$ 99,1 mil +3.451 +5%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
US$ 1,59 mi +US$ 196 mil +6.825 +13%
RB Capital Management
25
RB Capital Management
Nevada
US$ 1,58 mi +US$ 19,2 mil +668 +1%
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