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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Relative Value Partners Group
1
Relative Value Partners Group
US$ 35,2 mi -US$ 1,93 mi -77.308 -5%
Blue Bell Private Wealth Management
2
Blue Bell Private Wealth Management
Pennsylvania
US$ 15,3 mi -US$ 280 mil -11.227 -2%
Raymond James & Associates
3
Raymond James & Associates
Florida
US$ 13,9 mi +US$ 37,7 mil +1.514 +0,3%
Lazard Asset Management
4
Lazard Asset Management
New York
US$ 12,8 mi – – –
CA
5
Cornerstone Advisors
North Carolina
US$ 10,8 mi +US$ 1,86 mi +74.724 +21%
Rivernorth Capital Management
6
Rivernorth Capital Management
Florida
US$ 9,23 mi -US$ 1,58 mi -63.539 -15%
1607 Capital Partners
7
1607 Capital Partners
Virginia
US$ 8,53 mi -US$ 3,53 mi -141.561 -30%
Bulldog Investors
8
Bulldog Investors
New Jersey
US$ 6,74 mi -US$ 1,24 mi -49.734 -16%
Wells Fargo
9
Wells Fargo
California
US$ 6,15 mi +US$ 1,01 mi +40.552 +20%
Morgan Stanley
10
Morgan Stanley
New York
US$ 5,66 mi -US$ 159 mil -6.397 -3%
Raymond James Financial Services Advisors
11
Raymond James Financial Services Advisors
Florida
US$ 5,6 mi +US$ 1,46 mi +58.599 +36%
Bank of America
12
Bank of America
North Carolina
US$ 4,46 mi -US$ 90 mil -3.612 -2%
Dubuque Bank & Trust
13
Dubuque Bank & Trust
Iowa
US$ 4,3 mi +US$ 1,53 mi +61.474 +58%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
US$ 2,97 mi – – –
Geode Capital Management
15
Geode Capital Management
Massachusetts
US$ 2,74 mi -US$ 1,04 mi -41.891 -28%
Kelman-Lazarov Inc
16
Kelman-Lazarov Inc
Tennessee
US$ 2,22 mi +US$ 165 mil +6.622 +8%
SFM
17
Signature Financial Management
Virginia
US$ 2,2 mi – – –
First Trust Advisors
18
First Trust Advisors
Illinois
US$ 1,98 mi +US$ 185 mil +7.409 +11%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
US$ 1,84 mi +US$ 15,4 mil +618 +0,9%
Matisse Capital
20
Matisse Capital
Oregon
US$ 1,81 mi -US$ 1,81 mi -72.687 -51%
Stifel Financial
21
Stifel Financial
Missouri
US$ 1,67 mi +US$ 516 mil +20.709 +46%
Ancora Advisors
22
Ancora Advisors
Ohio
US$ 1,66 mi – – –
Karpus Investment Management
23
Karpus Investment Management
New York
US$ 1,61 mi -US$ 17 mi -683.018 -92%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
US$ 1,54 mi -US$ 72,8 mil -2.920 -5%
Bank of Nova Scotia
25
Bank of Nova Scotia
Ontario, Canada
US$ 1,51 mi +US$ 1,47 mi +59.018 Nova
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