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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Morgan Stanley
1
Morgan Stanley
New York
US$ 17 mi -US$ 2,84 mi -102.705 -13%
BFS
2
Bard Financial Services
Connecticut
US$ 16,5 mi -US$ 306 mil -11.074 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
US$ 11,5 mi – – –
Blue Bell Private Wealth Management
4
Blue Bell Private Wealth Management
Pennsylvania
US$ 11,2 mi -US$ 249 mil -9.018 -2%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
US$ 11 mi +US$ 5,26 mi +190.359 +80%
Relative Value Partners Group
6
Relative Value Partners Group
US$ 9,17 mi -US$ 118 mil -4.266 -1%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
US$ 7,5 mi +US$ 110 mil +3.961 +1%
Dubuque Bank & Trust
8
Dubuque Bank & Trust
Iowa
US$ 7,4 mi -US$ 236 mil -8.532 -3%
Wells Fargo
9
Wells Fargo
California
US$ 7,23 mi +US$ 746 mil +26.967 +11%
Raymond James & Associates
10
Raymond James & Associates
Florida
US$ 7,08 mi -US$ 133 mil -4.795 -2%
Bank of America
11
Bank of America
North Carolina
US$ 4,42 mi -US$ 65,4 mil -2.366 -1%
Uncommon Cents Investing
12
Uncommon Cents Investing
Wisconsin
US$ 4,4 mi +US$ 24,6 mil +890 +0,5%
UBS Group
13
UBS Group
Switzerland
US$ 3,88 mi +US$ 93 mil +3.363 +2%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
US$ 3,03 mi – – –
Stifel Financial
15
Stifel Financial
Missouri
US$ 2,97 mi +US$ 407 mil +14.720 +14%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
US$ 2,91 mi +US$ 678 mil +24.523 +27%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
US$ 2,4 mi +US$ 1,08 mi +38.954 +71%
D.A. Davidson & Co
18
D.A. Davidson & Co
Montana
US$ 2,15 mi +US$ 148 mil +5.349 +7%
Integrated Wealth Concepts
19
Integrated Wealth Concepts
Massachusetts
US$ 2,12 mi +US$ 273 mil +9.868 +13%
1620 Investment Advisors
20
1620 Investment Advisors
Massachusetts
US$ 2,09 mi +US$ 2,25 mi +81.511 +21.450%
Osaic Holdings
21
Osaic Holdings
Arizona
US$ 1,93 mi +US$ 148 mil +5.342 +8%
Capstone Financial Advisors
22
Capstone Financial Advisors
Illinois
US$ 1,93 mi – – –
First Trust Advisors
23
First Trust Advisors
Illinois
US$ 1,85 mi -US$ 119 mil -4.292 -6%
RB Capital Management
24
RB Capital Management
Nevada
US$ 1,52 mi -US$ 23,1 mil -835 -1%
Stolper & Co
25
Stolper & Co
Oklahoma
US$ 1,49 mi +US$ 44,9 mil +1.625 +3%
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