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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Karpus Investment Management
1
Karpus Investment Management
New York
US$ 39,9 mi +US$ 650 mil +32.155 +2%
Relative Value Partners Group
2
Relative Value Partners Group
US$ 36,2 mi -US$ 1,64 mi -81.213 -4%
Rivernorth Capital Management
3
Rivernorth Capital Management
Florida
US$ 23,2 mi +US$ 609 mil +30.128 +3%
Lazard Asset Management
4
Lazard Asset Management
New York
US$ 22,5 mi -US$ 4,11 mi -203.373 -15%
Gramercy Funds Management
5
Gramercy Funds Management
Connecticut
US$ 22,1 mi -US$ 1,42 mi -70.249 -6%
1607 Capital Partners
6
1607 Capital Partners
Virginia
US$ 11,5 mi -US$ 885 mil -43.800 -7%
Blue Bell Private Wealth Management
7
Blue Bell Private Wealth Management
Pennsylvania
US$ 9,8 mi +US$ 834 mil +41.253 +9%
Raymond James & Associates
8
Raymond James & Associates
Florida
US$ 9,27 mi +US$ 104 mil +5.153 +1%
Bulldog Investors
9
Bulldog Investors
New Jersey
US$ 7,8 mi -US$ 65,7 mil -3.248 -0,8%
Thomas J. Herzfeld Advisors
10
Thomas J. Herzfeld Advisors
Florida
US$ 4,84 mi -US$ 278 mil -13.773 -5%
Morgan Stanley
11
Morgan Stanley
New York
US$ 4,38 mi -US$ 95,2 mil -4.710 -2%
Shaker Financial Services
12
Shaker Financial Services
Virginia
US$ 3,84 mi +US$ 413 mil +20.414 +12%
Bank of America
13
Bank of America
North Carolina
US$ 3,26 mi +US$ 540 mil +26.701 +20%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
US$ 2,42 mi – – –
Manning & Napier Advisors
15
Manning & Napier Advisors
New York
US$ 2,36 mi – – –
Landscape Capital Management
16
Landscape Capital Management
New Jersey
US$ 2,31 mi +US$ 1,61 mi +79.533 +222%
Parametric Portfolio Associates
17
Parametric Portfolio Associates
Washington
US$ 2,02 mi -US$ 52,7 mil -2.609 -3%
Wells Fargo
18
Wells Fargo
California
US$ 1,7 mi +US$ 54,6 mil +2.702 +3%
LPL Financial
19
LPL Financial
California
US$ 1,58 mi +US$ 689 mil +34.110 +75%
Yorktown Management & Research Company
20
Yorktown Management & Research Company
Virginia
US$ 1,41 mi +US$ 404 mil +20.000 +40%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
US$ 1,36 mi -US$ 222 -11 -0%
Ancora Advisors
22
Ancora Advisors
Ohio
US$ 1,24 mi +US$ 40,4 mil +2.000 +3%
SG Americas Securities
23
SG Americas Securities
New York
US$ 1,24 mi +US$ 1,25 mi +61.874 Nova
Matisse Capital
24
Matisse Capital
Oregon
US$ 1,09 mi +US$ 1,1 mi +54.488 Nova
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
US$ 1,06 mi +US$ 59,8 mil +2.959 +6%
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