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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Karpus Investment Management
1
Karpus Investment Management
New York
USD 39.9 M +USD 650 k +32,155 +2%
Relative Value Partners Group
2
Relative Value Partners Group
USD 36.2 M -USD 1.64 M -81,213 -4%
Rivernorth Capital Management
3
Rivernorth Capital Management
Florida
USD 23.2 M +USD 609 k +30,128 +3%
Lazard Asset Management
4
Lazard Asset Management
New York
USD 22.5 M -USD 4.11 M -203,373 -15%
Gramercy Funds Management
5
Gramercy Funds Management
Connecticut
USD 22.1 M -USD 1.42 M -70,249 -6%
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 11.5 M -USD 885 k -43,800 -7%
Blue Bell Private Wealth Management
7
Blue Bell Private Wealth Management
Pennsylvania
USD 9.8 M +USD 834 k +41,253 +9%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 9.27 M +USD 104 k +5,153 +1%
Bulldog Investors
9
Bulldog Investors
New Jersey
USD 7.8 M -USD 65.7 k -3,248 -0.8%
Thomas J. Herzfeld Advisors
10
Thomas J. Herzfeld Advisors
Florida
USD 4.84 M -USD 278 k -13,773 -5%
Morgan Stanley
11
Morgan Stanley
New York
USD 4.38 M -USD 95.2 k -4,710 -2%
Shaker Financial Services
12
Shaker Financial Services
Virginia
USD 3.84 M +USD 413 k +20,414 +12%
Bank of America
13
Bank of America
North Carolina
USD 3.26 M +USD 540 k +26,701 +20%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
USD 2.42 M – – –
Manning & Napier Advisors
15
Manning & Napier Advisors
New York
USD 2.36 M – – –
Landscape Capital Management
16
Landscape Capital Management
New Jersey
USD 2.31 M +USD 1.61 M +79,533 +222%
Parametric Portfolio Associates
17
Parametric Portfolio Associates
Washington
USD 2.02 M -USD 52.7 k -2,609 -3%
Wells Fargo
18
Wells Fargo
California
USD 1.7 M +USD 54.6 k +2,702 +3%
LPL Financial
19
LPL Financial
California
USD 1.58 M +USD 689 k +34,110 +75%
Yorktown Management & Research Company
20
Yorktown Management & Research Company
Virginia
USD 1.41 M +USD 404 k +20,000 +40%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
USD 1.36 M -USD 222 -11 -0%
Ancora Advisors
22
Ancora Advisors
Ohio
USD 1.24 M +USD 40.4 k +2,000 +3%
SG Americas Securities
23
SG Americas Securities
New York
USD 1.24 M +USD 1.25 M +61,874 Nuevas
Matisse Capital
24
Matisse Capital
Oregon
USD 1.09 M +USD 1.1 M +54,488 Nuevas
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
USD 1.06 M +USD 59.8 k +2,959 +6%
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