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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners
1
Relative Value Partners
Illinois
USD 38.7 M +USD 708 k +34,620 +2%
Karpus Investment Management
2
Karpus Investment Management
New York
USD 35.5 M +USD 2.12 M +103,895 +7%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 29.2 M -USD 7.16 M -350,362 -20%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
USD 28.3 M – – –
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
USD 22.5 M – – –
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 14.4 M -USD 313 k -15,300 -2%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 8.92 M +USD 414 k +20,273 +5%
Bulldog Investors
8
Bulldog Investors
New Jersey
USD 8.24 M – – –
Blue Bell Private Wealth Management
9
Blue Bell Private Wealth Management
Pennsylvania
USD 8.16 M +USD 579 k +28,329 +8%
Morgan Stanley
10
Morgan Stanley
New York
USD 5.52 M +USD 51.3 k +2,510 +1%
City of London Investment Management
11
City of London Investment Management
United Kingdom
USD 4.69 M – – –
Thomas J. Herzfeld Advisors
12
Thomas J. Herzfeld Advisors
Florida
USD 4.63 M +USD 69.3 k +3,390 +2%
Shaker Financial Services
13
Shaker Financial Services
Virginia
USD 4.44 M +USD 323 k +15,810 +8%
Wolverine Asset Management
14
Wolverine Asset Management
Illinois
USD 2.94 M +USD 922 k +45,094 +47%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
USD 2.52 M +USD 1.02 M +50,000 +71%
Bank of America
16
Bank of America
North Carolina
USD 2.33 M +USD 14.8 k +725 +0.7%
Geode Capital Management
17
Geode Capital Management
Massachusetts
USD 2.26 M – – –
Doliver Advisors
18
Doliver Advisors
Texas
USD 2.24 M -USD 419 k -20,483 -16%
Ancora Advisors
19
Ancora Advisors
Ohio
USD 1.99 M – – –
SG Americas Securities
20
SG Americas Securities
New York
USD 1.88 M – – –
CA
21
Cornerstone Advisors
North Carolina
USD 1.82 M +USD 317 k +15,500 +22%
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
USD 1.33 M -USD 5.11 k -250 -0.4%
TC
23
TFS Capital
Pennsylvania
USD 1.3 M +USD 976 k +47,749 +336%
Goldman Sachs
24
Goldman Sachs
New York
USD 1.1 M -USD 1.06 M -51,649 -50%
Zuckerman Investment Group
25
Zuckerman Investment Group
Illinois
USD 1.08 M +USD 1.05 M +51,525 Nuevas
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