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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners Group
1
Relative Value Partners Group
USD 32.7 M -USD 2.32 M -84,594 -6%
Blue Bell Private Wealth Management
2
Blue Bell Private Wealth Management
Pennsylvania
USD 16.1 M -USD 27.6 k -1,005 -0.2%
CA
3
Cornerstone Advisors
North Carolina
USD 13.4 M +USD 925 k +33,674 +8%
Lazard Asset Management
4
Lazard Asset Management
New York
USD 12.1 M -USD 1.2 M -43,517 -9%
Raymond James Financial Services Advisors
5
Raymond James Financial Services Advisors
Florida
USD 9.9 M +USD 967 k +35,174 +11%
Shaker Financial Services
6
Shaker Financial Services
Virginia
USD 9.6 M +USD 6.29 k +229 +0.1%
1607 Capital Partners
7
1607 Capital Partners
Virginia
USD 7.89 M +USD 945 k +34,400 +14%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 6.94 M +USD 542 k +19,721 +9%
Dubuque Bank & Trust
9
Dubuque Bank & Trust
Iowa
USD 6.57 M +USD 986 k +35,876 +18%
Wells Fargo
10
Wells Fargo
California
USD 6.03 M +USD 340 k +12,377 +6%
Morgan Stanley
11
Morgan Stanley
New York
USD 5.74 M -USD 203 k -7,394 -3%
Bank of America
12
Bank of America
North Carolina
USD 5.51 M -USD 71.2 k -2,590 -1%
Bulldog Investors
13
Bulldog Investors
New Jersey
USD 4.52 M -USD 2.19 M -79,825 -33%
UBS Group
14
UBS Group
Switzerland
USD 3.61 M +USD 211 k +7,685 +6%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
USD 3.35 M – – –
Stifel Financial
16
Stifel Financial
Missouri
USD 3.04 M +USD 531 k +19,338 +22%
First Trust Advisors
17
First Trust Advisors
Illinois
USD 2.62 M +USD 72.6 k +2,642 +3%
SFM
18
Signature Financial Management
Virginia
USD 2.4 M – – –
Nine Masts Capital
19
Nine Masts Capital
Hong Kong
USD 2.38 M +USD 2.2 M +80,172 +999%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
USD 2.34 M +USD 285 k +10,383 +14%
Kelman-Lazarov Inc
21
Kelman-Lazarov Inc
Tennessee
USD 1.82 M -USD 394 k -14,331 -18%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
USD 1.8 M +USD 207 k +7,514 +13%
Baird Financial Group
23
Baird Financial Group
Wisconsin
USD 1.58 M -USD 1.59 k -58 -0.1%
MML Investors Services
24
MML Investors Services
Massachusetts
USD 1.47 M +USD 645 k +23,483 +80%
Ancora Advisors
25
Ancora Advisors
Ohio
USD 1.37 M -USD 275 k -10,000 -17%
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