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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners
1
Relative Value Partners
Illinois
USD 42.3 M +USD 573 k +26,641 +1%
Karpus Investment Management
2
Karpus Investment Management
New York
USD 37.3 M +USD 873 k +40,587 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 29.6 M -USD 518 k -24,100 -2%
Gramercy Funds Management
4
Gramercy Funds Management
Connecticut
USD 26.5 M -USD 699 k -32,500 -3%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
USD 24.3 M +USD 869 k +40,388 +4%
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 14.3 M -USD 755 k -35,100 -5%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 10 M +USD 638 k +29,637 +7%
Bulldog Investors
8
Bulldog Investors
New Jersey
USD 8.52 M – – –
Blue Bell Private Wealth Management
9
Blue Bell Private Wealth Management
Pennsylvania
USD 8.27 M +USD 87.5 k +4,067 +1%
Morgan Stanley
10
Morgan Stanley
New York
USD 6.07 M -USD 16.6 k -772 -0.3%
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
USD 4.56 M -USD 58.6 k -2,726 -1%
United Capital Financial Advisors
12
United Capital Financial Advisors
Texas
USD 4.12 M +USD 2.08 M +96,536 +104%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
USD 3.8 M +USD 1.85 M +86,083 +97%
City of London Investment Management
14
City of London Investment Management
United Kingdom
USD 3.27 M +USD 34.4 k +1,600 +1%
Geode Capital Management
15
Geode Capital Management
Massachusetts
USD 3.23 M – – –
CA
16
Cornerstone Advisors
North Carolina
USD 2.95 M +USD 684 k +31,800 +30%
Bank of America
17
Bank of America
North Carolina
USD 2.85 M +USD 296 k +13,767 +12%
Ancora Advisors
18
Ancora Advisors
Ohio
USD 2.82 M -USD 1.94 M -90,000 Cerradas
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
USD 2.61 M – – –
Wells Fargo
20
Wells Fargo
California
USD 2.41 M +USD 308 k +14,312 +15%
Shaker Financial Services
21
Shaker Financial Services
Virginia
USD 2.41 M -USD 1.21 M -56,198 -34%
Yorktown Management & Research Company
22
Yorktown Management & Research Company
Virginia
USD 2.17 M +USD 2.16 M +100,239 Nuevas
Independence Trust
23
Independence Trust
Tennessee
USD 1.82 M -USD 156 k -7,261 -8%
SG Americas Securities
24
SG Americas Securities
New York
USD 1.64 M -USD 341 k -15,858 -17%
Raymond James Financial Services Advisors
25
Raymond James Financial Services Advisors
Florida
USD 1.25 M -USD 32.3 k -1,500 -3%
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