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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners Group
1
Relative Value Partners Group
USD 34.9 M -USD 914 k -33,670 -2%
Blue Bell Private Wealth Management
2
Blue Bell Private Wealth Management
Pennsylvania
USD 15.7 M +USD 149 k +5,486 +0.9%
Lazard Asset Management
3
Lazard Asset Management
New York
USD 12.7 M – – –
CA
4
Cornerstone Advisors
North Carolina
USD 8.04 M -USD 1.33 M -48,841 -14%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
USD 7.84 M -USD 190 k -7,012 -2%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
USD 7.73 M +USD 688 k +25,344 +9%
1607 Capital Partners
7
1607 Capital Partners
Virginia
USD 7.69 M +USD 953 k +35,100 +14%
Bulldog Investors
8
Bulldog Investors
New Jersey
USD 6.94 M – – –
Morgan Stanley
9
Morgan Stanley
New York
USD 5.77 M -USD 408 k -15,047 -6%
Raymond James & Associates
10
Raymond James & Associates
Florida
USD 5.56 M -USD 1.93 M -71,191 -25%
Shaker Financial Services
11
Shaker Financial Services
Virginia
USD 5.36 M +USD 5.53 M +203,887 Nuevas
Bank of America
12
Bank of America
North Carolina
USD 5.24 M +USD 1.26 M +46,576 +31%
Dubuque Bank & Trust
13
Dubuque Bank & Trust
Iowa
USD 5.07 M +USD 480 k +17,689 +10%
Wells Fargo
14
Wells Fargo
California
USD 4.55 M -USD 1.48 M -54,583 -24%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
USD 3.17 M – – –
UBS Group
16
UBS Group
Switzerland
USD 2.74 M +USD 911 k +33,574 +48%
Kelman-Lazarov Inc
17
Kelman-Lazarov Inc
Tennessee
USD 2.35 M +USD 64.9 k +2,392 +3%
SFM
18
Signature Financial Management
Virginia
USD 2.27 M – – –
First Trust Advisors
19
First Trust Advisors
Illinois
USD 2.09 M -USD 30.6 k -1,128 -1%
Cohen & Steers
20
Cohen & Steers
New York
USD 1.95 M -USD 126 k -4,626 -6%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 1.93 M +USD 19.6 k +722 +1%
Stifel Financial
22
Stifel Financial
Missouri
USD 1.66 M -USD 7.63 k -281 -0.4%
Ancora Advisors
23
Ancora Advisors
Ohio
USD 1.62 M -USD 13.6 k -500 -0.8%
Baird Financial Group
24
Baird Financial Group
Wisconsin
USD 1.54 M +USD 1.03 M +37,975 +187%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
USD 1.49 M -USD 79.1 k -2,913 -5%
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