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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Relative Value Partners Group
1
Relative Value Partners Group
USD 34 M -USD 1.09 M -50,954 -3%
Karpus Investment Management
2
Karpus Investment Management
New York
USD 32.9 M -USD 979 k -45,639 -3%
Rivernorth Capital Management
3
Rivernorth Capital Management
Florida
USD 18.1 M -USD 5.63 M -262,524 -24%
Blue Bell Private Wealth Management
4
Blue Bell Private Wealth Management
Pennsylvania
USD 13.6 M +USD 1.87 M +87,281 +17%
Lazard Asset Management
5
Lazard Asset Management
New York
USD 11.1 M -USD 3.93 M -183,206 -27%
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 9.9 M -USD 187 k -8,700 -2%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 9.9 M -USD 91.7 k -4,275 -0.9%
Bulldog Investors
8
Bulldog Investors
New Jersey
USD 6.92 M – – –
Landscape Capital Management
9
Landscape Capital Management
New Jersey
USD 6.91 M +USD 3.97 M +184,905 +144%
Thomas J. Herzfeld Advisors
10
Thomas J. Herzfeld Advisors
Florida
USD 4.91 M -USD 106 k -4,950 -2%
CA
11
Cornerstone Advisors
North Carolina
USD 4.74 M +USD 1.17 M +54,482 +34%
Matisse Capital
12
Matisse Capital
Oregon
USD 4.24 M +USD 2.41 M +112,148 +140%
Gramercy Funds Management
13
Gramercy Funds Management
Connecticut
USD 4.2 M -USD 16.7 M -779,829 -80%
Morgan Stanley
14
Morgan Stanley
New York
USD 4.18 M +USD 336 k +15,671 +9%
Wells Fargo
15
Wells Fargo
California
USD 3.7 M +USD 2.03 M +94,426 +129%
Bank of America
16
Bank of America
North Carolina
USD 3.59 M +USD 77.8 k +3,626 +2%
Citigroup
17
Citigroup
New York
USD 2.92 M -USD 606 k -28,239 -18%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
USD 2.65 M – – –
Geode Capital Management
19
Geode Capital Management
Massachusetts
USD 2.19 M -USD 45.3 k -2,110 -2%
Yorktown Management & Research Company
20
Yorktown Management & Research Company
Virginia
USD 2.1 M +USD 531 k +24,761 +35%
Manning & Napier Advisors
21
Manning & Napier Advisors
New York
USD 2.09 M – – –
SFM
22
Signature Financial Management
Virginia
USD 1.9 M – – –
Kelman-Lazarov Inc
23
Kelman-Lazarov Inc
Tennessee
USD 1.54 M +USD 106 k +4,918 +8%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
USD 1.54 M – – –
Guggenheim Capital
25
Guggenheim Capital
Illinois
USD 1.44 M +USD 114 k +5,306 +9%
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