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TRI-Continental Corp
TY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Lazard Asset Management
1
Lazard Asset Management
New York
USD 41 M -USD 948 k -51,350 -2%
Relative Value Partners
2
Relative Value Partners
Illinois
USD 32.8 M +USD 1.02 M +55,228 +3%
Gramercy Funds Management
3
Gramercy Funds Management
Connecticut
USD 26.8 M -USD 578 k -31,300 -2%
Karpus Investment Management
4
Karpus Investment Management
New York
USD 20.9 M +USD 1.18 M +64,020 +6%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
USD 19.6 M +USD 24 k +1,300 +0.1%
1607 Capital Partners
6
1607 Capital Partners
Virginia
USD 12.8 M +USD 303 k +16,400 +2%
Bulldog Investors
7
Bulldog Investors
New Jersey
USD 7.12 M -USD 55.4 k -3,000 -0.8%
Blue Bell Private Wealth Management
8
Blue Bell Private Wealth Management
Pennsylvania
USD 5.34 M +USD 309 k +16,720 +6%
Morgan Stanley
9
Morgan Stanley
New York
USD 4.79 M -USD 508 k -27,526 -10%
City of London Investment Management
10
City of London Investment Management
United Kingdom
USD 4.24 M – – –
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
USD 3.78 M -USD 426 k -23,074 -10%
Diversified Trust
12
Diversified Trust
Tennessee
USD 2.38 M +USD 461 k +25,000 +24%
HSBC Holdings
13
HSBC Holdings
United Kingdom
USD 2.18 M -USD 55.4 k -3,000 -2%
Bank of America
14
Bank of America
North Carolina
USD 2.06 M +USD 21 k +1,140 +1%
SG Americas Securities
15
SG Americas Securities
New York
USD 1.92 M -USD 83 k -4,500 -4%
Goldman Sachs
16
Goldman Sachs
New York
USD 1.89 M -USD 130 k -7,021 -6%
Wells Fargo
17
Wells Fargo
California
USD 1.81 M -USD 34.4 k -1,866 -2%
Ancora Advisors
18
Ancora Advisors
Ohio
USD 1.74 M – – –
Doliver Advisors
19
Doliver Advisors
Texas
USD 1.55 M -USD 66.3 k -3,593 -4%
CA
20
Cornerstone Advisors
North Carolina
USD 1.42 M – – –
Geode Capital Management
21
Geode Capital Management
Massachusetts
USD 1.28 M – – –
Shaker Financial Services
22
Shaker Financial Services
Virginia
USD 1.26 M +USD 203 k +11,005 +19%
Bank of New York Mellon
23
Bank of New York Mellon
New York
USD 978 k – – –
Cetera Advisor Networks
24
Cetera Advisor Networks
California
USD 861 k +USD 84 k +4,554 +11%
TC
25
TFS Capital
Pennsylvania
USD 716 k -USD 122 k -6,634 -15%
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