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TRI-Continental Corp
TY

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Relative Value Partners Group
1
Relative Value Partners Group
US$ 36,7 mi -US$ 377 mil -14.404 -1%
Blue Bell Private Wealth Management
2
Blue Bell Private Wealth Management
Pennsylvania
US$ 15,9 mi -US$ 208 mil -7.936 -1%
Lazard Asset Management
3
Lazard Asset Management
New York
US$ 13 mi -US$ 456 mil -17.400 -3%
CA
4
Cornerstone Advisors
North Carolina
US$ 9,6 mi -US$ 1,78 mi -67.922 -16%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
US$ 8,22 mi -US$ 1,43 mi -54.713 -15%
Raymond James & Associates
6
Raymond James & Associates
Florida
US$ 7,62 mi -US$ 6,88 mi -262.651 -48%
Raymond James Financial Services Advisors
7
Raymond James Financial Services Advisors
Florida
US$ 7,24 mi +US$ 1,29 mi +49.378 +23%
Bulldog Investors
8
Bulldog Investors
New Jersey
US$ 7,11 mi – – –
1607 Capital Partners
9
1607 Capital Partners
Virginia
US$ 6,92 mi -US$ 2,01 mi -76.876 -23%
Morgan Stanley
10
Morgan Stanley
New York
US$ 6,31 mi +US$ 331 mil +12.649 +6%
Wells Fargo
11
Wells Fargo
California
US$ 6,13 mi -US$ 342 mil -13.058 -5%
Dubuque Bank & Trust
12
Dubuque Bank & Trust
Iowa
US$ 4,72 mi +US$ 181 mil +6.904 +4%
Bank of America
13
Bank of America
North Carolina
US$ 4,11 mi -US$ 571 mil -21.776 -12%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
US$ 3,22 mi – – –
Kelman-Lazarov Inc
15
Kelman-Lazarov Inc
Tennessee
US$ 2,35 mi +US$ 9,7 mil +371 +0,4%
SFM
16
Signature Financial Management
Virginia
US$ 2,32 mi – – –
First Trust Advisors
17
First Trust Advisors
Illinois
US$ 2,17 mi +US$ 88,5 mil +3.379 +4%
Cohen & Steers
18
Cohen & Steers
New York
US$ 2,13 mi +US$ 897 mil +34.211 +77%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
US$ 1,96 mi +US$ 11,1 mil +425 +0,6%
UBS Group
20
UBS Group
Switzerland
US$ 1,9 mi +US$ 414 mil +15.794 +29%
Stifel Financial
21
Stifel Financial
Missouri
US$ 1,69 mi -US$ 66,1 mil -2.524 -4%
Ancora Advisors
22
Ancora Advisors
Ohio
US$ 1,67 mi -US$ 78,6 mil -3.000 -5%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
US$ 1,61 mi -US$ 22,8 mil -870 -1%
Successful Portfolios
24
Successful Portfolios
Florida
US$ 1,33 mi +US$ 1,29 mi +49.370 Nova
RB Capital Management
25
RB Capital Management
Nevada
US$ 1,32 mi -US$ 10,3 mil -392 -0,8%
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