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Nuveen S&P 500 Dynamic Overwrite Fund

44 hedge funds and large institutions have $54.4M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.27% more ownership

Funds ownership: 17.24%18.51% (+1.3%)

7% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 15

1% more capital invested

Capital invested by funds: $53.7M → $54.4M (+$692K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 4644 (-2)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
44
Holders Change
-2
Holders Change %
-4.35%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
16
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$251K -$297K -16,460 -53%
WAM
27
Wolverine Asset Management
Illinois
$245K +$259K +14,384 New
CAN
28
Cetera Advisor Networks
California
$239K -$5.01K -278 -2%
PAG
29
Private Advisor Group
New Jersey
$228K -$3.61K -200 -1%
SPIA
30
Steward Partners Investment Advisory
New York
$220K +$21.1K +1,170 +10%
OFG
31
OTA Financial Group
New York
$201K +$212K +11,775 New
IWA
32
IBEX Wealth Advisors
New Jersey
$185K
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$135K
EI
34
Ellevest Inc
New York
$43K +$45.1K +2,500 New
NSIM
35
North Star Investment Management
Illinois
$34K
CFA
36
Carroll Financial Associates
North Carolina
$33K
GWM
37
Geneos Wealth Management
Colorado
$18K
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$18K
Citigroup
39
Citigroup
New York
$15K -$76.9K -4,261 -83%
HWMA
40
Heritage Wealth Management (Arizona)
Arizona
$13K
AWA
41
Arkadios Wealth Advisors
Georgia
$5K -$16.7K -926 -74%
FCB
42
First Command Bank
Texas
$4K -$2.31K -128 -33%
FCFS
43
First Command Financial Services
Texas
$4K -$2.31K -128 -33%
HI
44
Harbour Investments
Wisconsin
$4K
SDAM
45
Shulman DeMeo Asset Management
New York
-$983K -54,302 Closed
PGWM
46
Parisi Gray Wealth Management
New Jersey
-$92K -5,075 Closed
PB
47
Pinnacle Bancorp
Nebraska
-$33K -1,800 Closed
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
-$18K -1,000 Closed
ASN
49
Advisory Services Network
Georgia
-$12K -667 Closed

SPXX Hedge Fund Activity: Q3 2021 in Review

44 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q3 2021, worth a combined $54.4M — up 1.3% from $53.7M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SPXX and 4 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 16 added.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $3.99M. The largest seller was Shulman DeMeo Asset Management, exiting entirely with an estimated $983K sold.

  • 44 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q3 2021, down from 46 in Q2 2021.
  • Funds reported $54.4M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q3 2021, up 1.3% quarter-over-quarter.
  • 4 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q3 2021 and 5 closed out, a net change of -1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q3 2021 was Shaker Financial Services, an estimated $3.99M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q3 2021 was Shulman DeMeo Asset Management, an estimated $983K sold.

Based on aggregated 13F filings for Q3 2021.