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Nuveen S&P 500 Dynamic Overwrite Fund

51 hedge funds and large institutions have $51.4M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $50.7M → $51.4M (+$679K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.28% less ownership

Funds ownership: 19.38%18.09% (-1.3%)

9% less funds holding

Funds holding: 5651 (-5)

41% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 22

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
51
Holders Change
-5
Holders Change %
-8.93%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
13
Reduced
22
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$334K +$102K +6,500 +47%
SBIA
27
Sheaff Brock Investment Advisors
Indiana
$317K -$186K -11,909 -38%
SPC
28
Sigma Planning Corp
Michigan
$291K -$4.69K -300 -2%
CAN
29
Cetera Advisor Networks
California
$227K +$214K +13,708 New
PAG
30
Private Advisor Group
New Jersey
$224K -$6.26K -400 -3%
Citigroup
31
Citigroup
New York
$203K -$23.7K -1,515 -11%
WWM
32
Western Wealth Management
Colorado
$186K +$176K +11,227 New
AA
33
AQR Arbitrage
Connecticut
$173K -$286K -18,312 -64%
SPIA
34
Steward Partners Investment Advisory
New York
$166K +$7.21K +461 +5%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$132K +$25.2K +1,613 +26%
EP
36
Eudaimonia Partners
Tennessee
$96K -$8.29K -530 -8%
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$52K -$38K -2,432 -43%
IAIM
38
International Assets Investment Management
Florida
$50K
NSIM
39
North Star Investment Management
Illinois
$33K
CFA
40
Carroll Financial Associates
North Carolina
$32K
BFEC
41
Benjamin F. Edwards & Company
Missouri
$30K
PB
42
Pinnacle Bancorp
Nebraska
$30K
SFS
43
Sowell Financial Services
Arkansas
$23K +$21.4K +1,365 New
Rockefeller Capital Management
44
Rockefeller Capital Management
New York
$18K
GWM
45
Geneos Wealth Management
Colorado
$18K +$2.69K +172 +19%
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$17K
HWMA
47
Heritage Wealth Management (Arizona)
Arizona
$13K +$12.1K +775 New
FCB
48
First Command Bank
Texas
$8K
FCFS
49
First Command Financial Services
Texas
$8K
HI
50
Harbour Investments
Wisconsin
$4K +$3.91K +250 New

SPXX Hedge Fund Activity: Q1 2021 in Review

51 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q1 2021, worth a combined $51.4M — up 1.3% from $50.7M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SPXX and 5 opened new positions — a net loss of 5 holders — while 22 trimmed existing stakes and 13 added.

The largest buyer was Morgan Stanley, adding an estimated $791K. The largest seller was Shaker Financial Services, cutting an estimated $1.89M.

  • 51 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q1 2021, down from 56 in Q4 2020.
  • Funds reported $51.4M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q1 2021, up 1.3% quarter-over-quarter.
  • 5 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q1 2021 and 10 closed out, a net change of -5 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q1 2021 was Morgan Stanley, an estimated $791K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q1 2021 was Shaker Financial Services, an estimated $1.89M sold.

Based on aggregated 13F filings for Q1 2021.