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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

51 hedge funds and large institutions have $39.7M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 10 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

9% more funds holding

Funds holding: 47 → 51 (+4)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1.1% less ownership

Funds ownership: 21.04% → 19.94% (-1.1%)

31% less capital invested

Capital invested by funds: $57.4M → $39.7M (-$17.7M)

47% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 19

Holders
51
Holders Change
+4
Holders Change %
+8.51%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
10
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$1.35M
2
ICM
Ionic Capital Management
New York
+$868K
3
WAM
Wolverine Asset Management
Illinois
+$836K
4
GC
Guggenheim Capital
Illinois
+$581K
5
OFG
OTA Financial Group
New York
+$519K

Top Sellers

Rank Fund Capital Flow
1
PAG
Private Advisor Group
New Jersey
-$1.91M
2
UBS Group
UBS Group
Switzerland
-$1.53M
3
Wells Fargo
Wells Fargo
California
-$1.46M
4
Ameriprise
Ameriprise
Minnesota
-$218K
5
SS
Sunbelt Securities
Texas
-$206K
Name Holding Trade Value Shares
Change 		Change in
Stake
IWA
26
IBEX Wealth Advisors
New Jersey
$255K -$187K -12,500 -36%
RICHC
27
Renaissance Investment Consultants Holding Company
Pennsylvania
$242K -$193K -12,912 -38%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$198K +$9.62K +644 +4%
FCA
29
FinTrust Capital Advisors
South Carolina
$159K – – –
Truist Financial
30
Truist Financial
North Carolina
$145K -$1.14K -76 -0.6%
DADC
31
D.A. Davidson & Co
Montana
$145K +$187K +12,500 New
XF
32
XML Financial
Maryland
$133K +$172K +11,480 New
Citigroup
33
Citigroup
New York
$126K +$14.9K +1,000 +10%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$124K -$190K -12,700 -54%
YCM
35
Yakira Capital Management
Connecticut
$118K +$152K +10,148 New
PA
36
Parallel Advisors
California
$112K +$145K +9,730 New
SPIA
37
Steward Partners Investment Advisory
New York
$74K – – –
EP
38
Eudaimonia Partners
Tennessee
$73K +$54.9K +3,675 +139%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$70K – – –
SWM
40
Selective Wealth Management
Virginia
$28K +$36.4K +2,435 New
BFEC
41
Benjamin F. Edwards & Company
Missouri
$23K – – –
NSIM
42
North Star Investment Management
Illinois
$23K – – –
PB
43
Pinnacle Bancorp
Nebraska
$21K – – –
SNT
44
Security National Trust
West Virginia
$19K – – –
LWM
45
Liberty Wealth Management
California
$14K -$12.9K -861 -42%
Rockefeller Capital Management
46
Rockefeller Capital Management
New York
$13K +$16.4K +1,100 New
GWM
47
Geneos Wealth Management
Colorado
$10K – – –
ASN
48
Advisory Services Network
Georgia
$8K – – –
NFG
49
Next Financial Group
Texas
$7K – – –
FCB
50
First Command Bank
Texas
$6K – – –
1
2
3

SPXX Hedge Fund Activity: Q1 2020 in Review

51 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q1 2020, worth a combined $39.7M — down 31% from $57.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SPXX positions and 4 closed out — a net gain of 6 holders — while 10 added to existing stakes and 19 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.35M. The largest seller was Private Advisor Group, cutting an estimated $1.91M.

  • 51 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q1 2020, up from 47 in Q4 2019.
  • Funds reported $39.7M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q1 2020, down 31% quarter-over-quarter.
  • 10 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q1 2020 and 4 closed out, a net change of +6 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q1 2020 was Shaker Financial Services, an estimated $1.35M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q1 2020 was Private Advisor Group, an estimated $1.91M sold.

Based on aggregated 13F filings for Q1 2020.