Next Financial Group’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Next Financial Group’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-600	Closed	-$7K	–	1721
2020 Q1	$7K	Hold	600	–	–	﹤0.01%	1631
2019 Q4	$10K	Hold	600	–	–	﹤0.01%	1782
2019 Q3	$9K	Hold	600	–	–	﹤0.01%	1747
2019 Q2	$9K	Buy	+600	New	+$9.39K	﹤0.01%	1727
2017 Q1	–	Sell	-262	Closed	-$4K	–	2245
2016 Q4	$4K	Buy	+262	New	+$3.62K	﹤0.01%	2017

Other funds holding SPXX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HWM

Howard Wealth Management Madison, Connecticut $270M AUM 19.06% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Next Financial Group's SPXX Position: Q2 2020 in Review

Next Financial Group sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q2 2020, closing a stake of 600 shares — an estimated $7K sold.

Next Financial Group first reported a position in SPXX in Q4 2016 and held it in 5 quarters. The position peaked at $10K in Q4 2019. 49 funds tracked by Wall St. Rank hold SPXX as of Q2 2020.

Next Financial Group reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q2 2020 after selling out during the quarter.
Next Financial Group sold 600 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q2 2020, an estimated $7K.
Next Financial Group first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q4 2016 and held it in 5 quarters.
Next Financial Group's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $10K in Q4 2019.
49 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q2 2020.

Based on Next Financial Group's 13F filing for Q2 2020, filed 24 Jul 2020.