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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

43 hedge funds and large institutions have $45.8M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

2% more funds holding

Funds holding: 42 → 43 (+1)

0.12% more ownership

Funds ownership: 17.8% → 17.92% (+0.12%)

2% less capital invested

Capital invested by funds: $46.6M → $45.8M (-$840K)

41% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 17

Holders
43
Holders Change
+1
Holders Change %
+2.38%
% of All Funds
0.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OFG
OTA Financial Group
New York
+$578K
2
UBS Group
UBS Group
Switzerland
+$541K
3
PAG
Private Advisor Group
New Jersey
+$367K
4
Wells Fargo
Wells Fargo
California
+$210K
5
SS
Sunbelt Securities
Texas
+$203K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$538K
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$406K
3
Stifel Financial
Stifel Financial
Missouri
-$237K
4
RM
Resource Management
Louisiana
-$196K
5
Morgan Stanley
Morgan Stanley
New York
-$177K
Name Holding Trade Value Shares
Change 		Change in
Stake
SB
26
Suntrust Banks
Georgia
$192K – – –
SS
27
Sunbelt Securities
Texas
$192K +$203K +12,500 New
VC
28
Vicus Capital
Pennsylvania
$185K – – –
SWP
29
Stratos Wealth Partners
Ohio
$156K +$164K +10,117 New
AG
30
Advisor Group
Arizona
$135K +$14.6K +900 +11%
Citigroup
31
Citigroup
New York
$103K +$1.22K +75 +1%
SPIA
32
Steward Partners Investment Advisory
New York
$99K – – –
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$92K – – –
NSIM
34
North Star Investment Management
Illinois
$46K +$48.8K +3,000 New
BFEC
35
Benjamin F. Edwards & Company
Missouri
$30K -$20.7K -1,272 -40%
PB
36
Pinnacle Bancorp
Nebraska
$28K – – –
SNT
37
Security National Trust
West Virginia
$26K – – –
LWM
38
Liberty Wealth Management
California
$19K – – –
FIA
39
FNY Investment Advisers
New York
$19K +$1.22K +75 +6%
GWM
40
Geneos Wealth Management
Colorado
$14K -$5.04K -310 -25%
NFG
41
Next Financial Group
Texas
$9K – – –
FCB
42
First Command Bank
Texas
$8K – – –
FCFS
43
First Command Financial Services
Texas
$8K – – –
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
– -$406K -25,668 Closed
RM
45
Resource Management
Louisiana
– -$196K -12,402 Closed
OC
46
Oakworth Capital
Alabama
– -$32K -2,000 Closed
1
2

SPXX Hedge Fund Activity: Q3 2019 in Review

43 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q3 2019, worth a combined $45.8M — down 1.8% from $46.6M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPXX positions and 3 closed out — a net gain of 1 holder — while 10 added to existing stakes and 17 trimmed.

The largest buyer was OTA Financial Group, opening a new position worth an estimated $578K. The largest seller was Invesco, cutting an estimated $538K.

  • 43 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q3 2019, up from 42 in Q2 2019.
  • Funds reported $45.8M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q3 2019, down 1.8% quarter-over-quarter.
  • 4 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q3 2019 and 3 closed out, a net change of +1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q3 2019 was OTA Financial Group, an estimated $578K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q3 2019 was Invesco, an estimated $538K sold.

Based on aggregated 13F filings for Q3 2019.