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Nuveen S&P 500 Dynamic Overwrite Fund

47 hedge funds and large institutions have $42.9M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

4% more funds holding

Funds holding: 4547 (+2)

0.54% more ownership

Funds ownership: 18.55%19.1% (+0.54%)

15% less capital invested

Capital invested by funds: $50.7M → $42.9M (-$7.76M)

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

Holders
47
Holders Change
+2
Holders Change %
+4.44%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
11
Reduced
15
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SB
26
Suntrust Banks
Georgia
$187K
VC
27
Vicus Capital
Pennsylvania
$175K -$14.2K -917 -7%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$162K +$179K +11,577 New
AG
29
Advisor Group
Arizona
$110K +$57.3K +3,699 +90%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$84K
PGWM
31
Parisi Gray Wealth Management
New Jersey
$69K
SSB
32
Sandy Spring Bank
Maryland
$59K +$65.1K +4,199 New
KL
33
KWMG LLC
Kansas
$46K
BFEC
34
Benjamin F. Edwards & Company
Missouri
$44K +$992 +64 +2%
NSIM
35
North Star Investment Management
Illinois
$42K
Citigroup
36
Citigroup
New York
$30K -$11.2K -720 -25%
W
37
WealthOne
New York
$28K +$31K +2,000 New
PB
38
Pinnacle Bancorp
Nebraska
$25K +$27.9K +1,800 New
SNT
39
Security National Trust
West Virginia
$24K
GWM
40
Geneos Wealth Management
Colorado
$17K -$1.24K -80 -6%
SWM
41
SeaCrest Wealth Management
New York
$17K
BlackRock
42
BlackRock
New York
$11K +$11.6K +750 New
FCB
43
First Command Bank
Texas
$7K
FCFS
44
First Command Financial Services
Texas
$7K
JA
45
JOYN Advisors
Georgia
$4K
NA
46
NewEdge Advisors
Louisiana
$419 -$231K -14,893 -33%
NMC
47
Nine Masts Capital
Hong Kong
-$747K -44,200 Closed
DA
48
Doliver Advisors
Texas
-$667K -39,469 Closed
QCMA
49
Quad Capital Management Advisors
New York
-$314K -18,589 Closed
TSS
50
Two Sigma Securities
New York
-$227K -13,404 Closed

SPXX Hedge Fund Activity: Q4 2018 in Review

47 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2018, worth a combined $42.9M — down 15% from $50.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SPXX positions and 9 closed out — a net gain of 2 holders — while 11 added to existing stakes and 15 trimmed.

The largest buyer was Invesco, adding an estimated $1.42M. The largest seller was Nine Masts Capital, exiting entirely with an estimated $747K sold.

  • 47 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2018, up from 45 in Q3 2018.
  • Funds reported $42.9M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2018, down 15% quarter-over-quarter.
  • 11 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2018 and 9 closed out, a net change of +2 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2018 was Invesco, an estimated $1.42M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2018 was Nine Masts Capital, an estimated $747K sold.

Based on aggregated 13F filings for Q4 2018.