SeaCrest Wealth Management’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

SeaCrest Wealth Management’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-1,200	Closed	-$17K	–	2224
2018 Q4	$17K	Hold	1,200	–	–	﹤0.01%	1304
2018 Q3	$20K	Hold	1,200	–	–	﹤0.01%	1382
2018 Q2	$20K	Hold	1,200	–	–	﹤0.01%	1366
2018 Q1	$21K	Hold	1,200	–	–	﹤0.01%	1316
2017 Q4	$21K	Buy	+1,200	New	+$19.6K	﹤0.01%	1329

Other funds holding SPXX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SDAM

Shulman DeMeo Asset Management Lake Success, New York $535M AUM 24.42% 1-Year Est. Return

SeaCrest Wealth Management's SPXX Position: Q1 2019 in Review

SeaCrest Wealth Management sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q1 2019, closing a stake of 1,200 shares — an estimated $17K sold.

SeaCrest Wealth Management first reported a position in SPXX in Q4 2017 and held it in 5 quarters. The position peaked at $21K in Q1 2018. 45 funds tracked by Wall St. Rank hold SPXX as of Q1 2019.

SeaCrest Wealth Management reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q1 2019 after selling out during the quarter.
SeaCrest Wealth Management sold 1,200 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q1 2019, an estimated $17K.
SeaCrest Wealth Management first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q4 2017 and held it in 5 quarters.
SeaCrest Wealth Management's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $21K in Q1 2018.
45 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q1 2019.

Based on SeaCrest Wealth Management's 13F filing for Q1 2019, filed 10 May 2019.