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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

138 hedge funds and large institutions have $479M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2023 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 50 increasing their positions, 43 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 14

16% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 43

14% more capital invested

Capital invested by funds: $418M → $479M (+$60.5M)

8% more funds holding

Funds holding: 128 → 138 (+10)

5.88% more ownership

Funds ownership: 78.37% → 84.24% (+5.9%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

Holders
138
Holders Change
+10
Holders Change %
+7.81%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
24
Increased
50
Reduced
43
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$39.4M
2
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$13.6M
3
Goldman Sachs
Goldman Sachs
New York
+$11M
4
Osaic Holdings
Osaic Holdings
Arizona
+$6.34M
5
Jane Street
Jane Street
New York
+$5.64M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$24.3M
2
KCM
Kathmere Capital Management
Pennsylvania
-$5.29M
3
OIA
OneDigital Investment Advisors
Kansas
-$5.22M
4
AWA
Amplius Wealth Advisors
Pennsylvania
-$4.87M
5
SW
Signify Wealth
Missouri
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
EFG
101
Ehrlich Financial Group
California
$283K +$279K +5,659 New
FHC
102
First Heartland Consultants
Missouri
$282K -$103K -2,091 -27%
CPA
103
Clear Point Advisors
New York
$258K +$255K +5,165 New
WAM
104
Weatherly Asset Management
California
$247K +$20.5K +415 +9%
HI
105
Harbour Investments
Wisconsin
$245K -$104K -2,102 -30%
BFG
106
Bouchey Financial Group
New York
$237K – – –
LNC
107
Lincoln National Corp
Pennsylvania
$235K +$1.04K +21 +0.4%
TA
108
TruWealth Advisors
Louisiana
$231K +$228K +4,614 New
BAM
109
Belpointe Asset Management
Nevada
$230K +$1.73K +35 +0.8%
DJFS
110
Dean Jacobson Financial Services
Texas
$225K -$104K -2,116 -32%
LS
111
Leelyn Smith
Illinois
$201K +$199K +4,022 New
GI
112
Gradient Investments
Minnesota
$193K -$2.02K -41 -1%
VWM
113
Valley Wealth Managers
New Jersey
$160K – – –
Jones Financial Companies
114
Jones Financial Companies
Missouri
$141K +$139K +2,810 New
LFA
115
LGT Financial Advisors
Texas
$98.8K – – –
US Bancorp
116
US Bancorp
Minnesota
$89.1K +$59.1K +1,196 +204%
SPIA
117
Steward Partners Investment Advisory
New York
$85K – – –
HCM
118
Hollencrest Capital Management
California
$71.5K – – –
GM
119
GeoWealth Management
Illinois
$68K +$5.68K +115 +9%
ACA
120
Aptus Capital Advisors
Alabama
$54.2K +$53.5K +1,083 New
AIM
121
Anchor Investment Management
South Carolina
$50K – – –
KFI
122
Key Financial Inc
Pennsylvania
$49.5K +$48.8K +989 New
EW
123
Element Wealth
Mississippi
$41.1K – – –
HGERS
124
Householder Group Estate & Retirement Specialist
Arizona
$41K – – –
IWP
125
IAG Wealth Partners
Wisconsin
$35K – – –
3 4
5
6 7

SMMU Hedge Fund Activity: Q4 2023 in Review

138 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2023, worth a combined $479M — up 14% from $418M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new SMMU positions and 14 closed out — a net gain of 10 holders — while 50 added to existing stakes and 43 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $39.4M. The largest seller was Bank of America, cutting an estimated $24.3M.

  • 138 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2023, up from 128 in Q3 2023.
  • Funds reported $479M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2023, up 14% quarter-over-quarter.
  • 24 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2023 and 14 closed out, a net change of +10 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2023 was Morgan Stanley, an estimated $39.4M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2023 was Bank of America, an estimated $24.3M sold.

Based on aggregated 13F filings for Q4 2023.