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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

128 hedge funds and large institutions have $418M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2023 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 43 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 124 → 128 (+4)

1.18% more ownership

Funds ownership: 77.19% → 78.37% (+1.2%)

7% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 43

3% more capital invested

Capital invested by funds: $405M → $418M (+$12.9M)

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
128
Holders Change
+4
Holders Change %
+3.23%
% of All Funds
2.03%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
16
Increased
46
Reduced
43
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$12.1M
2
Bank of America
Bank of America
North Carolina
+$9.01M
3
LPL Financial
LPL Financial
California
+$3.51M
4
MML Investors Services
MML Investors Services
Massachusetts
+$3.1M
5
Bank of New York Mellon
Bank of New York Mellon
New York
+$2.43M

Top Sellers

Rank Fund Capital Flow
1
SW
Signify Wealth
Missouri
-$4.02M
2
BCI
Brinker Capital Investments
Pennsylvania
-$3.23M
3
OPS
Orion Portfolio Solutions
Nebraska
-$3.23M
4
Jane Street
Jane Street
New York
-$3.03M
5
AC
AIFG Consultants
New York
-$2.34M
Name Holding Trade Value Shares
Change 		Change in
Stake
BAM
101
Belpointe Asset Management
Nevada
$224K +$226K +4,568 New
WAM
102
Weatherly Asset Management
California
$220K +$222K +4,500 New
IA
103
IFG Advisory
Georgia
$212K +$213K +4,324 New
GI
104
Gradient Investments
Minnesota
$190K +$39K +790 +25%
AF
105
Advisornet Financial
Minnesota
$179K +$170K +3,433 +1,506%
VWM
106
Valley Wealth Managers
New Jersey
$156K – – –
SSWM
107
Sheets Smith Wealth Management
North Carolina
$99.1K +$100K +2,025 New
LFA
108
LGT Financial Advisors
Texas
$96.7K – – –
SPIA
109
Steward Partners Investment Advisory
New York
$83.2K +$83.9K +1,700 New
GWSG
110
GPS Wealth Strategies Group
Colorado
$74.6K +$543 +11 +0.7%
HCM
111
Hollencrest Capital Management
California
$70K – – –
GM
112
GeoWealth Management
Illinois
$61K +$25.7K +520 +72%
AIM
113
Anchor Investment Management
South Carolina
$49K – – –
HGERS
114
Householder Group Estate & Retirement Specialist
Arizona
$40.5K +$40.9K +828 New
EW
115
Element Wealth
Mississippi
$40.2K – – –
Comerica Bank
116
Comerica Bank
Texas
$39.9K +$40.2K +815 New
IWP
117
IAG Wealth Partners
Wisconsin
$34.3K – – –
US Bancorp
118
US Bancorp
Minnesota
$28.6K – – –
PTC
119
Private Trust Company
Ohio
$28K – – –
SS
120
Sunbelt Securities
Texas
$23.1K – – –
BFEC
121
Benjamin F. Edwards & Company
Missouri
$23K – – –
AssetMark Inc
122
AssetMark Inc
California
$13.8K -$691 -14 -5%
GRP
123
Global Retirement Partners
California
$13.6K – – –
CT
124
Colonial Trust
South Carolina
$12.2K – – –
GWM
125
Geneos Wealth Management
Colorado
$11K +$11.1K +225 New
2 3 4
5
6

SMMU Hedge Fund Activity: Q3 2023 in Review

128 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2023, worth a combined $418M — up 3.2% from $405M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SMMU positions and 10 closed out — a net gain of 6 holders — while 46 added to existing stakes and 43 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $12.1M. The largest seller was Signify Wealth, cutting an estimated $4.02M.

  • 128 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2023, up from 124 in Q2 2023.
  • Funds reported $418M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2023, up 3.2% quarter-over-quarter.
  • 16 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2023 and 10 closed out, a net change of +6 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2023 was Wealth Enhancement Advisory Services, an estimated $12.1M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2023 was Signify Wealth, an estimated $4.02M sold.

Based on aggregated 13F filings for Q3 2023.