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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

88 hedge funds and large institutions have $430M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 35 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 7

75% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 20

30% more capital invested

Capital invested by funds: $330M → $430M (+$100M)

15.72% more ownership

Funds ownership: 60.71% → 76.43% (+16%)

14% more funds holding

Funds holding: 77 → 88 (+11)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
88
Holders Change
+11
Holders Change %
+14.29%
% of All Funds
1.35%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
19
Increased
35
Reduced
20
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$32M
2
SW
Signify Wealth
Missouri
+$12.7M
3
PP
Palladium Partners
Virginia
+$6.31M
4
Morgan Stanley
Morgan Stanley
New York
+$5.7M
5
TCM
TD Capital Management
Tennessee
+$2.17M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$3.22M
2
Jane Street
Jane Street
New York
-$2.46M
3
AWA
Arete Wealth Advisors
Illinois
-$1.57M
4
MA
MJP Associates
Connecticut
-$1.52M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
GT
51
Greenleaf Trust
Michigan
$524K – – –
AIFAIM
52
American Institute for Advanced Investment Management
Arizona
$501K +$64.1K +1,250 +15%
BWM
53
BerganKDV Wealth Management
Minnesota
$454K +$71K +1,385 +19%
WAM
54
Weatherly Asset Management
California
$432K +$432K +8,425 New
Royal Bank of Canada
55
Royal Bank of Canada
Ontario, Canada
$403K +$106K +2,070 +36%
RJA
56
Raymond James & Associates
Florida
$396K -$51.2K -999 -11%
PFA
57
Paradigm Financial Advisors
Missouri
$393K – – –
GRP
58
Global Retirement Partners
California
$362K +$359 +7 +0.1%
Janney Montgomery Scott
59
Janney Montgomery Scott
Pennsylvania
$350K – – –
MSFS
60
Main Street Financial Solutions
Pennsylvania
$313K – – –
AWM
61
AE Wealth Management
Kansas
$303K +$303K +5,920 New
OPS
62
Orion Portfolio Solutions
Nebraska
$282K +$282K +5,509 New
VWA
63
Visionary Wealth Advisors
Illinois
$278K +$278K +5,430 New
ECM
64
Evergreen Capital Management
Washington
$256K +$256K +5,000 New
CCM
65
Condor Capital Management
New Jersey
$252K +$252K +4,926 New
TCWM
66
Total Clarity Wealth Management
Illinois
$251K – – –
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$251K +$251K +4,906 New
GWM
68
Gray Wealth Management
Maine
$234K +$234K +4,561 New
C
69
Certuity
Florida
$233K -$178K -3,478 -43%
Stifel Financial
70
Stifel Financial
Missouri
$225K – – –
WA
71
Wambolt & Associates
Colorado
$204K – – –
SSC
72
Syverson Strege & Co
Iowa
$193K +$15.9K +310 +9%
NFG
73
Next Financial Group
Texas
$187K +$10.3K +201 +6%
HIA
74
Harbor Investment Advisory
Maryland
$151K – – –
BAM
75
Belpointe Asset Management
Nevada
$135K -$142K -2,766 -51%
1 2
3
4

SMMU Hedge Fund Activity: Q4 2021 in Review

88 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2021, worth a combined $430M — up 30% from $330M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SMMU positions and 7 closed out — a net gain of 12 holders — while 35 added to existing stakes and 20 trimmed.

The largest buyer was Bank of America, adding an estimated $32M. The largest seller was Citadel Advisors, cutting an estimated $3.22M.

  • 88 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2021, up from 77 in Q3 2021.
  • Funds reported $430M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2021, up 30% quarter-over-quarter.
  • 19 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2021 and 7 closed out, a net change of +12 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2021 was Bank of America, an estimated $32M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2021 was Citadel Advisors, an estimated $3.22M sold.

Based on aggregated 13F filings for Q4 2021.