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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

71 hedge funds and large institutions have $192M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

88% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 16

20% more funds holding

Funds holding: 59 → 71 (+12)

16% more capital invested

Capital invested by funds: $165M → $192M (+$27.2M)

0.54% more ownership

Funds ownership: 67.27% → 67.81% (+0.54%)

Holders
71
Holders Change
+12
Holders Change %
+20.34%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
15
Increased
30
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KCM
Kathmere Capital Management
Pennsylvania
+$6.92M
2
OIA
OneDigital Investment Advisors
Kansas
+$2.27M
3
BCI
Brinker Capital Investments
Pennsylvania
+$1.15M
4
LRPA
L. Roy Papp & Associates
Arizona
+$1.08M
5
FTUS
Flow Traders U.S.
New York
+$983K

Top Sellers

Rank Fund Capital Flow
1
FHC
First Heartland Consultants
Missouri
-$6.64M
2
Jane Street
Jane Street
New York
-$1.98M
3
AAS
Avantax Advisory Services
Texas
-$1.13M
4
CA
Crumly & Associates
Illinois
-$901K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$777K
Name Holding Trade Value Shares
Change 		Change in
Stake
TCM
51
TD Capital Management
Tennessee
$263K +$256 +5 +0.1%
GWM
52
Gray Wealth Management
Maine
$255K – – –
C
53
Certuity
Florida
$235K +$235K +4,577 New
MA
54
Mutual Advisors
Nebraska
$234K +$233K +4,544 New
Royal Bank of Canada
55
Royal Bank of Canada
Ontario, Canada
$224K +$51 +1 +0%
LCM
56
Leisure Capital Management
California
$222K +$10.6K +206 +5%
CCM
57
Condor Capital Management
New Jersey
$208K +$207K +4,040 New
WA
58
Wambolt & Associates
Colorado
$205K – – –
SSC
59
Syverson Strege & Co
Iowa
$165K +$164K +3,200 New
NFG
60
Next Financial Group
Texas
$152K +$103 +2 +0.1%
HIA
61
Harbor Investment Advisory
Maryland
$151K +$22.5K +439 +18%
BFEC
62
Benjamin F. Edwards & Company
Missouri
$52K +$22K +429 +75%
SFS
63
Sowell Financial Services
Arkansas
$51K – – –
Citigroup
64
Citigroup
New York
$31K – – –
WEC
65
Winslow Evans & Crocker
Massachusetts
$26K – – –
CAL
66
Capital Analysts LLC
Pennsylvania
$26K +$103 +2 +0.4%
CCM
67
Covington Capital Management
California
$25K -$513K -10,000 -95%
PNC Financial Services Group
68
PNC Financial Services Group
Pennsylvania
$23K – – –
CTFG
69
Capstone Triton Financial Group
Oklahoma
$15K +$15.1K +295 New
ASN
70
Advisory Services Network
Georgia
$11K – – –
PS
71
Planned Solutions
California
$2K -$2.15K -42 -52%
AAS
72
Avantax Advisory Services
Texas
– -$1.13M -21,986 Closed
Susquehanna International Group
73
Susquehanna International Group
Pennsylvania
– -$460K -8,970 Closed
SIAP
74
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
– -$4K -72 Closed
1 2
3

SMMU Hedge Fund Activity: Q4 2020 in Review

71 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2020, worth a combined $192M — up 16% from $165M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SMMU positions and 3 closed out — a net gain of 12 holders — while 30 added to existing stakes and 16 trimmed.

The largest buyer was Kathmere Capital Management, opening a new position worth an estimated $6.92M. The largest seller was First Heartland Consultants, cutting an estimated $6.64M.

  • 71 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2020, up from 59 in Q3 2020.
  • Funds reported $192M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2020, up 16% quarter-over-quarter.
  • 15 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2020 and 3 closed out, a net change of +12 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2020 was Kathmere Capital Management, an estimated $6.92M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2020 was First Heartland Consultants, an estimated $6.64M sold.

Based on aggregated 13F filings for Q4 2020.