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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

128 hedge funds and large institutions have $418M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2023 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 43 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 124128 (+4)

1.18% more ownership

Funds ownership: 77.19%78.37% (+1.2%)

7% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 43

3% more capital invested

Capital invested by funds: $405M → $418M (+$12.9M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
128
Holders Change
+4
Holders Change %
+3.23%
% of All Funds
2.03%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
16
Increased
46
Reduced
43
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$4.1M +$265K +5,373 +7%
BCI
27
Brinker Capital Investments
Pennsylvania
$3.57M -$3.23M -65,488 -47%
OPS
28
Orion Portfolio Solutions
Nebraska
$3.57M -$3.23M -65,488 -47%
HighTower Advisors
29
HighTower Advisors
Illinois
$3.48M +$1.85M +37,553 +112%
MML Investors Services
30
MML Investors Services
Massachusetts
$3.39M +$3.1M +62,845 +992%
Truist Financial
31
Truist Financial
North Carolina
$3.14M +$313K +6,347 +11%
AF
32
Allworth Financial
California
$2.9M -$123K -2,493 -4%
AFG
33
ABLE Financial Group
Arizona
$2.77M +$665K +13,476 +31%
IA
34
IFP Advisors
Florida
$2.62M -$112K -2,260 -4%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$2.57M -$41.3K -837 -2%
KLI
36
Kelman-Lazarov Inc
Tennessee
$2.48M +$968K +19,596 +63%
Bank of New York Mellon
37
Bank of New York Mellon
New York
$2.41M +$2.43M +49,274 New
DAS
38
Dynamic Advisor Solutions
Arizona
$2.17M -$64.9K -1,315 -3%
UBS Group
39
UBS Group
Switzerland
$2.15M -$799K -16,183 -27%
CAC
40
Certified Advisory Corp
Florida
$2.13M -$133K -2,688 -6%
BWM
41
BCGM Wealth Management
Indiana
$2.04M -$36.3K -736 -2%
IWA
42
Inspirion Wealth Advisors
Illinois
$2M
RJA
43
Raymond James & Associates
Florida
$1.96M -$65K -1,317 -3%
NC
44
NewSquare Capital
Pennsylvania
$1.9M -$89.9K -1,820 -4%
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$1.84M +$1.33M +26,845 +248%
LWMG
46
Levy Wealth Management Group
Pennsylvania
$1.79M -$44K -891 -2%
IA
47
Inspire Advisors
Idaho
$1.69M +$664K +13,451 +64%
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$1.49M -$172K -3,492 -10%
GSIAS
49
Garden State Investment Advisory Services
New Jersey
$1.47M -$188K -3,816 -11%
SFG
50
StrategIQ Financial Group
Indiana
$1.43M +$377K +7,638 +35%

SMMU Hedge Fund Activity: Q3 2023 in Review

128 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2023, worth a combined $418M — up 3.2% from $405M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SMMU positions and 10 closed out — a net gain of 6 holders — while 46 added to existing stakes and 43 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $12.1M. The largest seller was Signify Wealth, cutting an estimated $4.02M.

  • 128 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2023, up from 124 in Q2 2023.
  • Funds reported $418M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2023, up 3.2% quarter-over-quarter.
  • 16 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2023 and 10 closed out, a net change of +6 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2023 was Wealth Enhancement Advisory Services, an estimated $12.1M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2023 was Signify Wealth, an estimated $4.02M sold.

Based on aggregated 13F filings for Q3 2023.