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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

88 hedge funds and large institutions have $430M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 35 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 7

75% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 20

30% more capital invested

Capital invested by funds: $330M → $430M (+$100M)

15.72% more ownership

Funds ownership: 60.71% → 76.43% (+16%)

14% more funds holding

Funds holding: 77 → 88 (+11)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
88
Holders Change
+11
Holders Change %
+14.29%
% of All Funds
1.35%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
19
Increased
35
Reduced
20
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$32M
2
SW
Signify Wealth
Missouri
+$12.7M
3
PP
Palladium Partners
Virginia
+$6.31M
4
Morgan Stanley
Morgan Stanley
New York
+$5.7M
5
TCM
TD Capital Management
Tennessee
+$2.17M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$3.22M
2
Jane Street
Jane Street
New York
-$2.46M
3
AWA
Arete Wealth Advisors
Illinois
-$1.57M
4
MA
MJP Associates
Connecticut
-$1.52M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
YIA
26
YHB Investment Advisors
Connecticut
$1.84M +$120K +2,350 +7%
SW
27
StrongBox Wealth
Missouri
$1.83M -$359K -7,000 -16%
BCI
28
Brinker Capital Investments
Pennsylvania
$1.81M +$14.4K +281 +0.8%
MML Investors Services
29
MML Investors Services
Massachusetts
$1.73M -$380K -7,413 -18%
CA
30
Crumly & Associates
Illinois
$1.67M +$159K +3,110 +10%
FTUS
31
Flow Traders U.S.
New York
$1.64M +$337K +6,571 +26%
SN
32
Sittner & Nelson
Oregon
$1.54M +$1.84K +36 +0.1%
NA
33
Nottingham Advisors
New York
$1.44M +$231K +4,500 +19%
JP Morgan Chase
34
JP Morgan Chase
New York
$1.44M +$29.4K +574 +2%
Osaic Holdings
35
Osaic Holdings
Arizona
$1.33M +$228K +4,451 +21%
NC
36
NewSquare Capital
Pennsylvania
$1.23M +$79K +1,541 +7%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$1.18M -$65K -1,269 -5%
CWM
38
Cornerstone Wealth Management
Missouri
$1.15M -$276K -5,392 -19%
SWP
39
Stratos Wealth Partners
Ohio
$1.08M +$112K +2,188 +12%
HCM
40
Hollencrest Capital Management
California
$1.01M +$1.01M +19,681 New
AP
41
Advisors Preferred
Maryland
$980K +$162K +3,170 +20%
LS
42
Leelyn Smith
Illinois
$925K -$5.13K -100 -0.6%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$748K -$200K -3,901 -21%
TNBTD
44
Trustmark National Bank Trust Department
Mississippi
$717K – – –
KC
45
Kingfisher Capital
North Carolina
$702K +$564 +11 +0.1%
AWA
46
Amplius Wealth Advisors
Pennsylvania
$657K +$658K +12,842 New
LCM
47
Leisure Capital Management
California
$652K -$134K -2,621 -17%
CMS
48
Capital Market Strategies
Florida
$616K +$616K +12,025 New
OMC
49
Old Mission Capital
Illinois
$578K -$173K -3,381 -23%
RCAG
50
Rehmann Capital Advisory Group
Michigan
$560K -$32K -625 -5%
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SMMU Hedge Fund Activity: Q4 2021 in Review

88 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2021, worth a combined $430M — up 30% from $330M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SMMU positions and 7 closed out — a net gain of 12 holders — while 35 added to existing stakes and 20 trimmed.

The largest buyer was Bank of America, adding an estimated $32M. The largest seller was Citadel Advisors, cutting an estimated $3.22M.

  • 88 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2021, up from 77 in Q3 2021.
  • Funds reported $430M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2021, up 30% quarter-over-quarter.
  • 19 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2021 and 7 closed out, a net change of +12 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2021 was Bank of America, an estimated $32M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2021 was Citadel Advisors, an estimated $3.22M sold.

Based on aggregated 13F filings for Q4 2021.