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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

77 hedge funds and large institutions have $330M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 14

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

5% more funds holding

Funds holding: 73 → 77 (+4)

5% more capital invested

Capital invested by funds: $314M → $330M (+$16M)

9.07% less ownership

Funds ownership: 69.78% → 60.71% (-9.1%)

Holders
77
Holders Change
+4
Holders Change %
+5.48%
% of All Funds
1.35%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
10
Increased
37
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PP
Palladium Partners
Virginia
+$23.7M
2
Jane Street
Jane Street
New York
+$22.9M
3
Morgan Stanley
Morgan Stanley
New York
+$10.5M
4
FNC
First National Corp
Massachusetts
+$2.07M
5
SW
Signify Wealth
Missouri
+$2.02M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$10.7M
2
HCM
Hollencrest Capital Management
California
-$2.24M
3
NC
NewSquare Capital
Pennsylvania
-$695K
4
OMC
Old Mission Capital
Illinois
-$648K
5
JP Morgan Chase
JP Morgan Chase
New York
-$409K
Name Holding Trade Value Shares
Change 		Change in
Stake
YIA
26
YHB Investment Advisors
Connecticut
$1.72M +$29.6K +575 +2%
LWMG
27
Levy Wealth Management Group
Pennsylvania
$1.69M +$100K +1,946 +6%
AWA
28
Arete Wealth Advisors
Illinois
$1.57M +$103 +2 +0%
SN
29
Sittner & Nelson
Oregon
$1.54M +$1.54M +30,004 New
MA
30
MJP Associates
Connecticut
$1.52M +$103 +2 +0%
CA
31
Crumly & Associates
Illinois
$1.52M +$155K +3,014 +11%
CWM
32
Cornerstone Wealth Management
Missouri
$1.42M +$17.8K +345 +1%
JP Morgan Chase
33
JP Morgan Chase
New York
$1.41M -$409K -7,946 -22%
FTUS
34
Flow Traders U.S.
New York
$1.31M +$1.31M +25,465 New
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$1.25M +$88.5K +1,720 +8%
NA
36
Nottingham Advisors
New York
$1.22M +$119K +2,320 +11%
KFC
37
Klingenstein Fields & Co
New York
$1.2M +$1.2M +23,315 New
NC
38
NewSquare Capital
Pennsylvania
$1.15M -$695K -13,506 -38%
Osaic Holdings
39
Osaic Holdings
Arizona
$1.1M +$101K +1,966 +10%
CIA
40
Compass Ion Advisors
Pennsylvania
$1.01M -$8.64K -168 -0.8%
SWP
41
Stratos Wealth Partners
Ohio
$973K +$120K +2,335 +14%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$949K -$66.4K -1,290 -7%
LS
43
Leelyn Smith
Illinois
$932K +$24.6K +478 +3%
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
$893K +$896K +17,407 New
AP
45
Advisors Preferred
Maryland
$818K -$80.8K -1,570 -9%
LCM
46
Leisure Capital Management
California
$787K +$202K +3,920 +34%
OMC
47
Old Mission Capital
Illinois
$752K -$648K -12,592 -46%
TNBTD
48
Trustmark National Bank Trust Department
Mississippi
$718K – – –
KC
49
Kingfisher Capital
North Carolina
$702K -$197K -3,819 -22%
RCAG
50
Rehmann Capital Advisory Group
Michigan
$593K – – –
1
2
3 4

SMMU Hedge Fund Activity: Q3 2021 in Review

77 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2021, worth a combined $330M — up 5.1% from $314M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SMMU positions and 5 closed out — a net gain of 5 holders — while 37 added to existing stakes and 14 trimmed.

The largest buyer was Palladium Partners, opening a new position worth an estimated $23.7M. The largest seller was Bank of America, cutting an estimated $10.7M.

  • 77 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2021, up from 73 in Q2 2021.
  • Funds reported $330M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2021, up 5.1% quarter-over-quarter.
  • 10 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2021 and 5 closed out, a net change of +5 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2021 was Palladium Partners, an estimated $23.7M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2021 was Bank of America, an estimated $10.7M sold.

Based on aggregated 13F filings for Q3 2021.